FTSE Mondo Visione Exchanges Index:

News Centre

Rules For Private Placement Of Convertible Bonds By Innovative Companies And Start-ups (For Trial Implementation) Promulgated By SZSE, NEEQ And CSDC

Date 26/09/2017

To better implement the strategy of innovation-driven development, and to give full play to the active role of the bond market of the stock exchange in promoting innovation and entrepreneurship and serving the real economy, China Securities Regulatory Commission (“CSRC”) recently released the Guidance of CSRC on Launching Pilot Bond Projects by Innovative Companies and Start-ups ( “Guidance”). As per the arrangements of CSRC, Shenzhen Stock Exchange (“SZSE”), National Equities Exchange and Quotation Co., Ltd. (“NEEQ”) and China Securities Depository and Clearing Co., Ltd. (“CSDC”) formulated and promulgated the Rules for Private Placement of Convertibles Bonds by Innovative Companies and Start-ups (for Trial Implementation, hereinafter as “the Implementing Rules”).
Speech Of James McDonald, Director Of The Division Of Enforcement Commodity Futures Trading Commission Regarding Perspectives On Enforcement: Self-Reporting And Cooperation At The CFTC - NYU Program On Corporate Compliance & Enforcement / Institute For Corporate Governance & Finance

Date 26/09/2017

Thank you for that introduction. I’m happy to be here with you all today. I want to talk today about some of our priorities for the CFTC’s Division of Enforcement, and in particular about our cooperation and self-reporting program. In just a minute, I’ll talk in some detail about this program. But to frame that discussion, I want to start by talking more generally about our mission in the CFTC and the Division of Enforcement, and some of our priorities going forward. As I get started, please keep in mind that these are my own views and not necessarily those of the Commission or its staff.
VIX Options Set New Daily Volume Record

Date 26/09/2017

CBOE Holdings, Inc. (BATS: CBOE | NASDAQ: CBOE) said today that trading volume in options on the CBOE Volatility Index® (VIX®) reached a new all-time high on Monday, September 25.
SEC Announces Enforcement Initiatives To Combat Cyber-Based Threats And Protect Retail Investors

Date 26/09/2017

The Securities and Exchange Commission today announced two new initiatives that will build on its Enforcement Division’s ongoing efforts to address cyber-based threats and protect retail investors. The creation of a Cyber Unit that will focus on targeting cyber-related misconduct and the establishment of a retail strategy task force that will implement initiatives that directly affect retail investors reflect SEC Chairman Jay Clayton’s priorities in these important areas.
Thomson Reuters Boosts Quantification Of Corporate News With NEWSFUL App In Eikon - NEWSFUL, From Sigma News Ventures, Models And Explains The Link Between Corporate News And Share Price Change To Give Market Professionals A New Edge

Date 25/09/2017

Thomson Reuters has enhanced its news processing capabilities with the addition of NEWSFUL, an app that gives the buy and sell side new intelligence on what business events are driving share price change. Newsful is available via App Studio on Eikon, Thomson Reuters flagship desktop product.

CFTC’s Division Of Market Oversight Extends Existing Relief And Provides Additional Relief For Reporting Parties From Reporting Obligations As Required By The OCR Final Rule

Date 25/09/2017

The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (DMO) today issued a no-action letter (CFTC Staff Letter 17-45) that extends current relief and provides additional relief to reporting parties from reporting obligations as required by the ownership and control reports (OCR) final rule (OCR Final Rule).
FINRA Sanctions Morgan Stanley $13 Million In Fines And Restitution For Failing To Supervise Sales Of UITs

Date 25/09/2017

The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Morgan Stanley Smith Barney LLC $3.25 million and required the firm to pay approximately $9.78 million in restitution to more than 3,000 affected customers for failing to supervise its representatives’ short-term trades of unit investment trusts (UITs).
FastMatch Launches FX Tape - Global Consolidated Tape For FX Spot Market To Improve Transparency For Investors

Date 25/09/2017

FastMatch, Inc., the fastest growing FX spot market operator, which operates as a Euronext company since August 2017, announced today the launch of FX Tape. This new and innovative market data product will improve post-trade transparency in FX markets and allow market participants to monetize their trading data. FX Tape will also serve as a central reference point for Spot FX transacted prices helping market participants evaluate best execution performance.
MARF Registers A Bond Issue By Grupo BATLE - With A Value Of €30 Million, A Term Of 7 Years And A 4% Coupon

Date 25/09/2017

The Mercado Alternativo de Renta Fija (MARF) has registered a bond issue by Cadena Mar -Group Batle- aimed at financing the construction of two new hotel complexes which the company will develop in Playa Mujeres, Cancún (Mexico), as part of the company’s international expansion plan that it is carrying out in the Caribbean area.
EEX New Participant: MND a.s.

Date 25/09/2017

MND a.s. has been admitted to exchange trading for Phelix Futures/Options, Nordic Financial Power Futures/Options, French Financial Power Futures/Options, Italian Financial Power Futures/Options, Spanish Financial Power Futures/Options, Swiss Financial Power Futures, Belgian Financial Power Futures, Dutch Financial Power Futures, Greek Financial Power Futures, PXE Romanian Financial Power Futures, PXE Polish Financial Power Futures, PXE Slovakian Financial Power Futures, PXE Hungarian Financial Power Futures, PXE Czech Financial Power Futures.