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CFTC Swaps Report Update

Date 16/05/2018

CFTC's Weekly Swaps Report has been updated, and is now available.
FINRA Fines ICBCFS $5.3 Million For Anti-Money Laundering Compliance Deficiencies And Other Violations

Date 16/05/2018

The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Industrial and Commercial Bank of China Financial Services LLC (ICBCFS) $5.3 million for systemic anti-money laundering (AML) compliance failures, including its failure to have a reasonable AML program in place to monitor and detect suspicious transactions, as well as other violations, including financial, recordkeeping, and operational violations.
SIFMA President And CEO Kenneth E. Bentsen, Jr. Remarks At SIFMA’s Canada-U.S. Securities Summit

Date 16/05/2018

Good morning. I’m Ken Bentsen, president and CEO of SIFMA. Along with our colleagues at the Investment Industry Association of Canada, we welcome you to today’s Canada-U.S. Securities Summit. Ian, thanks to you and your staff at IIAC for jointly hosting this Summit with us for the sixth time.
SEC Charges Three Former Healthcare Executives With Fraud

Date 16/05/2018

The Securities and Exchange Commission today announced fraud charges against three former Constellation Healthcare Technologies Inc. executives who falsified financial and other information they provided to a private firm in the course of negotiating the private firm’s acquisition of a majority stake in Constellation. Houston-based Constellation filed for bankruptcy in March, a little more than a year after the January 2017 acquisition.
CFTC Staff Issues Report Assessing Market Impacts Of LNG - The Report Summarizes Key Factors And How The LNG Market Outlook Has Evolved

Date 16/05/2018

Staff of the Market Intelligence Branch of the Division of Market Oversight of the U.S. Commodity Futures Trading Commission (CFTC) today issued a report assessing the market impacts from expanding liquefied natural gas (LNG) trade and exports. In 2016, the U.S. transitioned from being a net importer to a net exporter of LNG. In aggregate, U.S. LNG export plants in operation and under construction have a capacity of 10 Bcf/day, which is about 13% of current U.S. dry production. The report synthesizes public source evaluations of the impact of LNG market changes. The report attempts to summarize key factors and how the LNG market outlook has evolved; it does not attempt to offer any views or opinions.

Trust Everyone--But Brand Your Cattle: Finding The Right Balance In Cross-Border Resolution, Federal Reserve Vice Chairman For Supervision Randal K. Quarles, At "Ring-Fencing The Global Banking System: The Shift Towards Financial Regulatory Protectionism" Symposium Sponsored By Harvard Law School Program On International Financial Systems, Harvard Law School, Cambridge, Massachusetts

Date 16/05/2018

Thank you to Professor Scott for inviting me to join this discussion on cross-border resolution and risks of fragmentation. Like many of my international counterparts in the audience, I maintain a deep commitment to cross-border banking and efficient movement of capital and liquidity, which are important contributors to long-term economic growth. And it is with that commitment in mind that I have considered the topic of today's conference: "ring-fencing," beginning with some reflections on what the term means. Many here use the term to describe local capital and liquidity requirements, which are imposed ex ante on local subsidiaries and designed to protect those entities and their creditors from losses. The term is also used to refer to disruptive actions taken by host regulators to seize assets in the moment of crisis.1 This type of ring-fencing occurs suddenly and unilaterally.
Autorité Des Marchés Financiers: Call For Candidates To Sit On Technological Innovation Advisory Committee

Date 16/05/2018

The Autorité des marchés financiers (the “AMF”) is seeking candidates for new positions and one vacant position on its Technological Innovation Advisory Committee (“TIAC”).
Tel-Aviv Stock Exchange, Accenture And The Floor Announce The Development Of A New Blockchain Securities Lending Platform Powered By Intel - Blockchain Securities Lending (BSL) Is One Of The First Projects Of Its Kind In The World, And Is Set To Bring Blockchain Technology To The Forefront Of The Financial Stage Through An Innovative Platform Built By Leading Technological Players

Date 16/05/2018

The Tel Aviv Stock Exchange (TASE) is the first global player in the Israeli market to embed this cutting-edge technology into its operating business, utilizing it as the technological basis of a new Securities Lending Platform.
EEX - Brexit: Support For Commodities Trading And Clearing

Date 16/05/2018

With less than one year before Brexit becoming effective, EEX Group as part of the Deutsche Börse Group is closely monitoring Brexit processes, engaging with regulators and governments and will strive to take all necessary measures to mitigate the impact on existing business relations.
Cboe Welcomes New Issuer Salt Financial To The Cboe ETF Marketplace

Date 16/05/2018

Cboe Global Markets, Inc. (Cboe: CBOE | Nasdaq: CBOE), one of the world’s largest exchange holding companies, today welcomed new issuer Salt Financial, a provider of data, ETF and index products, to the Cboe ETF Marketplace.