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Testimony On “Oversight Of The SEC’s Division Of Investment Management”, Dalia Blass, Director, Division Of Investment Management, Washington D.C. Sept. 26, 2018, Before The United States House Of Representatives Committee On Financial Services, Subcommittee On Capital Markets, Securities, And Investment
Date 28/09/2018
Chairman Huizenga, Ranking Member Maloney, and Members of the Subcommittee, thank you for inviting me to testify before you today about the work of the Division of Investment Management (the "Division"). I would also like to thank you for your interest in asset management and the efforts of our Division in this spac
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Moscow Exchange: USD Penalty Rate
Date 28/09/2018
Due to CCP NCC decision USD penalty rate is set equal to 4.5% from October, 01, 2018.
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SEC Charges Walgreens And Two Former Executives With Misleading Investors About Forecasted Earnings Goal
Date 28/09/2018
The Securities and Exchange Commission today charged Walgreens Boots Alliance Inc., former CEO Gregory Wasson, and former CFO Wade Miquelon with misleading investors about increased risk that the company would miss a key financial goal announced when Walgreen Co. entered into a merger with Alliance Boots GmbH in 2012.
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Nasdaq To Hold Third Quarter 2018 Investor Conference Call
Date 28/09/2018
Nasdaq (Nasdaq: NDAQ) has scheduled its Third Quarter 2018 financial results announcement.
WHO: Nasdaq’s CEO, CFO, and additional members of its senior management team
WHAT: Review Nasdaq’s Third Quarter 2018 financial results
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MNI Chicago Business Barometer Declines To 60.4 In September - Production And New Orders Decelerate As Barometer Slips To 5-Month Low
Date 28/09/2018
The MNI Chicago Business Barometer fell to a five-month low of 60.4 in September, down 3.2 points from August’s 63.6.
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Malawi Stock Exchange Weekly Summary Report- 28 September, 2018
Date 28/09/2018
Click here to download Malawi Stock Exchange's weekly summary report.
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Moscow Exchange Trading Schedule For 2019 Public Holidays
Date 28/09/2018
Moscow Exchange announces its trading schedule for New Year and other public holidays in 2019.
The FX, Precious Metals, Equity & Bond and Deposit Markets will operate as usual on 29 December 2018, 3, 4 and 8 January, 2, 3 and 10 May 2019.
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Funding Circle Lists On London Stock Exchange
Date 28/09/2018
- Global small business loans platform raises £300 million, with a valuation of £1.5 billion
- Demonstrates continued, exceptional investor appetite for innovative companies listing in London
- Confirms UK’s leading position supporting ambitious fintech companies to expand globally
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MDX Technology Announces Project IOWA - Liberating Commodities & Energy Trading Firms & Financial Institutions From The Restrictions Of The Current Market Data Vendor Monopoly - ‘On Demand’ Commercial Model Like The Entertainment Industry’s Approach To Content Provision - First Public Showing At The Annual IECA Conference In Florida
Date 28/09/2018
MDX Technology, a leading provider of real-time data distribution solutions for the global trading community announces the launch of Project IOWA. Project IOWA is game changing for both data content creators and data content consumers. Underpinned by the proven MDX Technology, in use by major trading venues, commodities and energy trading firms, investment banks, intermediaries and asset managers, Project IOWA is a modern data driven ecosystem designed to redefine the way content owners and content subscribers can meet and transact business using flexible, multi-channel subscriptions to data. It will liberate both the content owners and subscribers from the restrictions imposed by the current market data vendor monopoly by providing easy access to a much-needed alternative venue at significantly lower cost.
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ESMA Updates The Q&As On ESMA’s Temporary Product Intervention Measures
Date 28/09/2018
The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers on ESMA’s temporary product intervention measures on the marketing, distribution or sale of CFDs and binary options to retail clients based on Article 40 of Regulation (EU) No 600/2014 Markets in Financial Instruments Regulation (MiFIR).
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