News Centre

Deputy US Assistant Attorney General Matthew S. Miner Remarks At The American Conference Institute 9th Global Forum On Anti-Corruption Compliance In High Risk Markets

Date 25/07/2018

Good morning and thank you Marc Nichols for that gracious introduction, and thanks to both you and Jeannine D’Amico Lemker for co-hosting this important event.

It is truly a pleasure to be here with all of you as part of the ACI’s 9th Global Forum on Anti-Corruption Compliance in High Risk Markets.

Jane Jarcho, Deputy Director Of OCIE, To Retire From SEC

Date 25/07/2018

The Securities and Exchange Commission today announced that Jane Jarcho, Deputy Director of the Office of Compliance Inspections and Examinations (OCIE), will retire from the SEC at the end of August. 

Report From FINRA Board Of Governors Meeting – July 2018 - Board Approves Rule Proposals, Welcomes New Governors And Honors Retiring Governors

Date 25/07/2018

FINRA’s Board of Governors held its third meeting of 2018 on July 18-19 in Washington, D.C., where it approved four rule proposals, welcomed two new Governors and honored two who are stepping down from the Board.

SEC: Daniel Gregus Named National Associate Director Of Clearance And Settlement Examination Program

Date 25/07/2018

The Securities and Exchange Commission today announced that Daniel Gregus has been named National Associate Director of the Clearance and Settlement examination program in the agency’s Office of Compliance Inspections and Examinations (OCIE).  Mr. Gregus has successfully led this program in an acting role since October 2016.

Mandatory Notification Of Trades - Oslo Børs VPS Holding ASA

Date 25/07/2018

In connection with a monthly share savings plan for employees of subsidiaries, Oslo Børs VPS Holding has sold a total of 3234 shares. New holding is 7143 shares. Employees paid a share price of NOK 116.41 per share, but were allowed a discount of 20% on purchases up to NOK 1250.

Q2/2018: Deutsche Börse AG Maintains Strong Growth Momentum

Date 25/07/2018

• Net revenue up 10 per cent in Q2/2018, to €687 million
• Earnings per share (adjusted) up 14 per cent year-on-year in Q2/2018
• Net revenue rises to €1.4 billion in the first half of 2018 (+ 11 per cent)
• Adjusted net profit for the first half of 2018 at €533 million (+15 per cent)
• Results for the first half of 2018 are thus fully within the guidance

SEC: Elizabeth Baird And Christian Sabella Named Deputy Directors Of The Division Of Trading And Markets

Date 25/07/2018

The Securities and Exchange Commission today announced that Elizabeth Baird and Christian Sabella have been named Deputy Directors in the Division of Trading and Markets.  

Meeting Between Monetary Authority Of Singapore (MAS) And Securities And Exchange Board Of India (SEBI)

Date 25/07/2018

On 24 July 2018, SEBI and MAS held discussions on various issues of cooperation, including the amicable resolution of the NSE and SGX issue. Both regulators agreed that the collaboration between both authorities would be further strengthened so as to derive benefits for capital markets of both the countries. Both regulators also agreed that NSE and SGX would carry out necessary discussions to come up with a solution that is acceptable to both the parties. 

EGX Chairman Distributes Risk Management Training Programme Certificates To Brokerage Firms

Date 25/07/2018

The Egyptian Exchange (EGX), on Thursday, concluded the training program "Risk Management" in cooperation with the Investor Protection Fund (IPF), which was held over two weeks attended by representatives of more than 135 brokerage firms. The program aimed at developing the capabilities of the risk management employees of the brokerage firms and to enable them to design effective policies to enhance and strengthen their companies. The free two-day training program included two cycles, each of which attended by almost 70 brokerage firms from Cairo and Alexandria.

ETFGI Reports ETFs And ETPs Listed In The US Experienced Net Outflows Of US$1.49 Billion During June 2018

Date 25/07/2018

ETFGI, a leading independent research and consultancy firm on trends in the global ETF/ETP ecosystem, reported today that US listed ETFs and ETPs saw net outflows of US$1.49 billion during June 2018. This is the third time during 2018 that US listed ETFs/ETPs have seen net outflows, following February and March. (All dollar values in USD unless otherwise noted.)