News Centre

Thai Bourse And Clearstream Strengthen Collaboration In Funds Business

Date 06/09/2018

The Stock Exchange of Thailand (SET) and Clearstream Banking S.A., one of the world’s leading international securities depositories, today (September 6) signed a memorandum of understanding (MoU) to strengthen the joint-investment funds’ business through the online linkage between SET’s FundConnext mutual fund platform and Clearstream’s Vestima global fund processing platform. This marks the unprecedented cross-border cooperation and aims to broaden promising opportunities in the Asian investment fund markets for international investors.

Aquis Technologies Partners With Archax On Institutional Crypto Exchange - Aquis Matching Engine/Surveillance To Power Archax Market Deal Includes First-Line Surveillance Services

Date 06/09/2018

Aquis Technologies, the financial and regulatory technologies services arm of Aquis Exchange*, has been chosen by Archax, the institutional-grade crypto and security token exchange, to supply the upcoming market with trading technology, when it launches in the first half of 2019. Archax will take Aquis’ complete suite of exchange operations services and tools including the market-leading Aquis Matching Engine (AME), its state-of-the-art Aquis Market Surveillance (AMS), as well as operations systems and assistance in the post trade environment.

New Zealand's Financial Markets Authority: Preparing For Investment Storms

Date 06/09/2018

Simone Robbers, FMA Acting Director of External Communications and Investor Capability said: “Being in the right fund for your needs is the best way to prepare.

CAT Reporting Technical Specifications For Industry Members Version .6

Date 05/09/2018

CAT NMS, LLC published version 0.6 of the CAT Reporting Technical Specifications for Industry Members for Industry Member reporting to the CAT.  The Industry Members Technical Specifications are available on the CAT NMS Plan website at: https://www.catnmsplan.com/wp-content/uploads/2018/09/Industry-Member-Tech-Specs-Order-Events-v0.6.pdf. This version represents the last draft version that will be published for industry comment before the release of the final Industry Members Technical Specifications, targeted for October 30, 2018.

Statement On Senate Confirmation Of Elad L. Roisman: SEC Chairman Jay Clayton, Commissioner Kara M. Stein, Commissioner Robert J. Jackson Jr., Commissioner Hester M. Peirce

Date 05/09/2018

Congratulations to Elad on his successful Senate confirmation. We look forward to welcoming him back to the Commission to join us and our over 4,500 dedicated colleagues. We are confident Elad will make a substantial contribution to our mission on behalf of American investors.

CFTC Swaps Report Update

Date 05/09/2018

CFTC's Weekly Swaps Report has been updated, and is now available.

Wirecard AG To Be Included In DAX - New Composition For TecDAX, MDAX And SDAX - Deutsche Börse Applies New Index Rules - Changes To Be Effective As Of 24 September 2018

Date 05/09/2018

On Wednesday, Deutsche Börse announced changes to its equity indices, which will become effective as of 24 September 2018. The shares of Wirecard AG will be included in the DAX index, and will replace the shares of Commerzbank AG, which will move to MDAX.

MIAX Options - Change To The Price Protection Process Effective September 10, 2018

Date 05/09/2018

SEC Charges Two Men With Fraud In Fake Trading Accounts Scheme

Date 05/09/2018

The Securities and Exchange Commission today charged two Michigan men with fraud for their roles in a fake accounts scheme perpetrated by a phony day-trading firm, Nonko Trading.

Nasdaq August 2018 Volumes

Date 05/09/2018

Nasdaq (Nasdaq: NDAQ) today reported monthly volumes for August 2018, on its investor relations website. 

A data sheet showing the monthly volumes and quarterly capture rates can be found at: http://ir.nasdaq.com/financials/volume-statistics