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  • CFTC: Financial Data For FCMs

    Date 07/09/2018

    Futures commission merchants (FCMs) and retail foreign exchange dealers (RFEDs) must file monthly financial reports with the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) within 17 business days after the end of the month. Selected financial information from these reports is published below. The most recent month-end information generally is added within 12 business days after FCMs and RFEDs file their reports, but occasionally may be added later. For example:  The 17th business day filing “due date" for February 28, 2015 financial reports was March 25, 2015.  The 12 business day target for posting these data was April 10, 2015.

  • Dan Berkovitz Sworn In To Serve As A CFTC Commissioner

    Date 07/09/2018

    Dan M. Berkovitz was sworn in today to serve as a Commissioner for the Commodity Futures Trading Commission (CFTC). The swearing in was held at the E. Barrett Prettyman Federal Courthouse in the District of Columb

  • MiFID II: ESMA Issues Latest Double Volume Cap Data

    Date 07/09/2018

    The European Securities and Markets Authority (ESMA) has updated today its public register with the latest set of double volume cap (DVC) data under the Markets in Financial Instruments Directive (MiFID II).


  • SEC Charges Microcap Fraudsters For Roles In Lucrative Market Manipulation Schemes

    Date 07/09/2018

    The Securities and Exchange Commission today charged a group of 10 individuals and 10 associated entities for their participation in long-running fraudulent schemes that generated over $27 million from unlawful stock sales and caused significant harm to retail investors who were left holding virtually worthless stock.

  • ACER: Stakeholders Believe That REMIT Benefits The Integrity And Transparency Of Energy Markets

    Date 07/09/2018

    In the 2nd Energy Market Integrity and Transparency Forum – organised by ACER in Ljubljana on 6 and 7 September – stakeholders highlighted the benefits of REMIT for the integrity and transparency of wholesale energy markets in the European Union and welcomed the fact that REMIT data collection and data sharing with national authorities are fully operational.