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News Centre
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Japan Financial Services Agency Signs Memorandum Of Cooperation In The Financial Sector With The Asian Development Bank (ADB)
Date 22/10/2025
On October 22, 2025, the Financial Services Agency (FSA) signed a Memorandum of Cooperation with the Asian Development Bank (ADB).
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Hong Kong Securities And Futures Commission: Court Verdict On Money Laundering Of Listed Company Funds
Date 22/10/2025
The Securities and Futures Commission (SFC) welcomes the conviction by the High Court today of Mr Wong Ming Chun of two counts of money laundering charges in relation to misappropriation of the funds of Hua Han Health Industry Holdings Limited (Hua Han) in 2015.
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VISTA Investor Survey Finds High Satisfaction And Trust, Industry Mandate Clear As Generational Divide Redefines The Future Of Advice
Date 21/10/2025
Today, SIFMA and KPMG released the results of the 2025 Voice of Investor Satisfaction, Trust, and Advocacy (VISTA) study titled “The Future of Investment Advice” at SIFMA’s Annual Meeting, showing a healthy baseline of investor confidence and a clear mandate for the industry. A KPMG independent study sponsored by SIFMA, the survey of over 2,000 U.S. individual investors found that eight in ten investors are satisfied with the financial services industry overall, and nearly seven in ten say they trust it. Advisor-supported investment relationships remain central, with satisfaction close to 90% and peaking at 91% for Boomers. Ethical standards also scored well, with 83% of investors expressing satisfaction.
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Ontario Securities Commission Investor Warnings And Alerts For September 30 – October 21, 2025
Date 21/10/2025
The Ontario Securities Commission (OSC) is warning Ontario investors that the following companies are not registered to deal or advise in securities in Ontario:
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Canadian Securities Administrators Clarifies Requirements For Delivering Proxy-Related Materials During Canada Post Labour Dispute
Date 21/10/2025
The Canadian Securities Administrators (CSA) is clarifying requirements for delivering proxy-related materials for shareholder meetings during the ongoing labour dispute between Canada Post and the Canadian Union of Postal Workers (CUPW) since CUPW has since moved from a full, nationwide postal strike to rotating strikes.
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ISDA And Tokenovate Launch Taskforce To Develop Smart Contract Framework Within The CDM
Date 21/10/2025
ISDA and Tokenovate have today announced the establishment of a new taskforce within the Fintech Open Source Foundation (FINOS) to accelerate operationalization of the Common Domain Model (CDM).
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Advancing Settlement: Central Bank Money For The Next Era Of Payments − Speech By Victoria Cleland, Bank Of England, Executive Director, Payments - Given At The Bank Of England And Bank For International Settlements Innovation Hub’s DLT Innovation Challenge Showcase Given At The Bank Of England And Bank For International Settlements Innovation Hub’s DLT Innovation Challenge Showcase
Date 21/10/2025
Victoria Cleland shares the work undertaken by the Bank to modernise wholesale settlement using central bank money. She reflects on the DLT Innovation Challenge, and unveils the Synchronisation Lab – a new dynamic space to explore how atomic settlement could benefit various markets and transaction types. This is an exciting new development that supports innovation while safeguarding stability.
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RTX Fintech Taps Former Interest Rate Swaps Trader Léger As Chief Product Officer To Drive Platform Innovation
Date 21/10/2025
RTX Fintech & Research (“RTX Fintech”), a leading US electronic interdealer trading platform for interest rate swaps, today announced the appointment of André Léger as Chief Product Officer and Head of Markets, Asia. Léger will be responsible for driving RTX’s end-to-end product development and global platform roadmap, while enhancing platform functionality through integrated market research and dealer engagement.
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Do The Right Thing: Part II - Speech By Therese Chambers, Joint Executive Director Of Enforcement And Market Oversight, UK Financial Conduct Authority, Delivered At The City & Financial Global FCA Investigations And Enforcement Summit
Date 21/10/2025
Key messages:
- We expect firms to do the right thing, and where they do, we will work with them.
- We are pragmatic in our approach, but dig in when necessary.
- We want to play our part in creating an environment in which consumers and firms thrive.
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LME Appoints Stephen Higgins As Non-Executive Director
Date 21/10/2025
The London Metal Exchange (LME) is pleased today to announce the appointment of Stephen “Steve” Higgins as a Non-Executive Director of the Board.
