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News Centre
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SEC Charges Former Real-Estate Investment CEO With Operating Multimillion Dollar Ponzi-Like Scheme
Date 22/05/2025
The Securities and Exchange Commission today charged San Francisco Bay Area resident Kenneth Mattson, the former CEO of real estate investment business LeFever Mattson, with defrauding approximately 200 investors of at least $46 million by selling them fake interests in real estate investment limited partnerships. Many of these investors were retired senior citizens Mattson met through his church community.
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NYSE President And ICE Fixed Income And Data Services Chair Lynn Martin To Present At The Piper Sandler Global Exchange And Trading Conference On June 5
Date 22/05/2025
Intercontinental Exchange, Inc. (NYSE:ICE), a leading global provider of technology and data, announced today that Lynn Martin, NYSE President and ICE Fixed Income and Data Services Chair, will present at the Piper Sandler Global Exchange and Trading Conference. The presentation will take place on Thursday, June 5 at 10:30 a.m. ET. The presentation will be available live and in replay via webcast and can be accessed in the investor relations and media section of ICE’s website at http://ir.theice.com/.
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Canadian Securities Regulators Expect To Provide Temporary Relief From Requirements For Delivering Proxy-Related Materials In Event Of Postal Suspension
Date 22/05/2025
On May 19, 2025, the Canadian Union of Postal Workers issued strike notice. In the event of a complete suspension of postal service, the Canadian Securities Administrators (CSA) anticipates publishing temporary relief from requirements to deliver proxy-related materials for shareholder meetings in respect of certain annual matters. Such relief recognizes that the suspension of postal service may impact a reporting issuer’s ability to deliver proxy-related materials to all shareholders.
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CFTC Staff Issues Advisory On Market Volatility Controls
Date 22/05/2025
The Commodity Futures Trading Commission’s Division of Clearing and Risk and Division of Market Oversight today issued a staff advisory reminding designated contract markets (DCMs) and derivatives clearing organizations (DCOs) of certain Core Principle and regulatory obligations under the Commodity Exchange Act and CFTC regulations related to controls designed to address market volatility.
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Euronext Announces The Success Of Its Offering Of Bonds Due 2032 Convertible Into New Shares And/Or Exchangeable For Existing Shares [Oceanes] For A Nominal Amount Of €425 Million
Date 22/05/2025
Euronext [ISIN Code NL0006294274] [the Company], the leading European capital market infrastructure, announces today the success of its offering of senior unsecured bonds due 2032 convertible into new shares and/or exchangeable for existing shares of the Company [OCEANEs] [the Bonds], by way of a placement to qualified investors only [within the meaning of Article 2[e] of the Prospectus Regulation [as defined below]], for a nominal amount of €425 million [the Offering].
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SIX Announces Successful EUR 500 Million Bond Issuance
Date 22/05/2025
SIX, the leading operator of the Swiss and Spanish financial market infrastructures, today confirmed the successful placement of an EUR 500 million bond issued by its subsidiary SIX Finance (Luxembourg) S.A. This follows the successful issuance of a CHF 250 million digital bond on May 14, 2025. Featuring a 3.25% per annum coupon and a maturity in 2030, the EUR 500 million bond attracted significant investor interest. The bonds will be listed at SIX Swiss Exchange.
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FINRA Announces Appointment Of New Public Governor
Date 22/05/2025
FINRA announced today the appointment of Stephen Luparello as a public governor on its Board of Governors.
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Nasdaq Announces Semi-Annual Changes To The OMX Helsinki Benchmark™ Index
Date 22/05/2025
Nasdaq (Nasdaq: NDAQ) announced today the results of the semi-annual review of the OMX Helsinki Benchmark™ Index, (Nasdaq Helsinki: OMXHB™), which will become effective at market open on Monday, June 2, 2025.
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Nasdaq Announces Semi-Annual Changes To OMX Stockholm Benchmark™ Index
Date 22/05/2025
Nasdaq (Nasdaq: NDAQ) announced today the results of the semi-annual review of the OMX Stockholm Benchmark™ Index, (Nasdaq Stockholm: OMXSB™), which will become effective at market open on Monday, June 2, 2025.
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ETFGI: Korean Retail Investors Increase Their Use Of Overseas ETFs In April
Date 22/05/2025
ETFGI, a leading independent research and consultancy firm renowned for its expertise in subscription research, consulting services, events, and ETF TV on global ETF industry trends, released a report today that reveals Korean retail investors continued to favor overseas ETFs in April 2025, with 32 of the top 50 overseas securities purchased being ETFs listed in the United States and Japan.