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SEC Charges New Defendant In $43 Million Tribal Bonds Scheme

Date 26/06/2019

The Securities and Exchange Commission today charged a Los Angeles man for his role in a fraudulent scheme to gain undisclosed control over two registered investment advisers so that he, his partner, and their associates could steal $43 million of client funds they purported to invest in Native American tribal bonds.
The Global Financial Innovation Network Releases The Report On Its First Year Of Operation

Date 26/06/2019

Today the Autorité des marchés financiers is pleased to announce the publication of the Global Financial Innovation Network’s (“GFiN”) “One Year On” report (pdf - 5 MB)This link will open in a new window.
SEC Chairman Clayton Highlights New Members Of Executive Staff

Date 26/06/2019

The Securities and Exchange Commission today released a full roster of the executive staff of Chairman Jay Clayton, including several individuals who have recently joined the office.
Canadian Securities Administrators Increases Digital Presence In Fight Against Securities Misconduct: Fiscal Year 2018/19 Enforcement Report

Date 26/06/2019

The Canadian Securities Administrators (CSA) today released its fiscal year 2018/19 Enforcement Report, which outlines how securities regulators are protecting investors and the integrity of Canada’s capital markets.
SEC Names Holli Heiles Pandol As Director Of The Office Of Legislative Snd Intergovernmental Affairs

Date 26/06/2019

The Securities and Exchange Commission today announced that Holli Heiles Pandol has been named Director of the agency's Office of Legislative and Intergovernmental Affairs. Ms. Pandol will advise the Chairman, Commissioners, and SEC staff on legislative matters, provide technical assistance on securities-related legislation to congressional committees and staff, assist in preparing SEC testimony for congressional hearings, and coordinate with other government entities.

Aevolve Announces The First New Token Offering Available Through The SIX Swiss Exchange At Crypto Valley Conference - Aevolve CEO And Biotech Entrepreneur, Rogelio Santos Jr., Announces The Upcoming Launch Of The AVEX.AI Tracker Certificate At The Crypto Valley Conference In Zug, Switzerland

Date 26/06/2019

With AVEX.AI, Aevolve AG (Aevolve) is introducing the first new crypto token to be released through the SIX Swiss Exchange via a structured product – a tracker certificate.
CFTC Swaps Report Update

Date 26/06/2019

CFTC's Weekly Swaps Report has been updated, and is now available.
SEC Names Bryan Wood As Deputy Chief Of Staff

Date 26/06/2019

The Securities and Exchange Commission today announced that Bryan Wood has been named the agency's Deputy Chief of Staff.
SEC Names Sean Memon As Chief Of Staff

Date 26/06/2019

The Securities and Exchange Commission today announced that Sean Memon will become the agency’s Chief of Staff.
EBA Issues 2020 EU-Wide Stress Test Methodology For Discussion

Date 26/06/2019

The European Banking Authority (EBA) published today the 2020 EU-wide stress test draft methodology, templates and template guidance, which will be discussed with the industry. The 2020 exercise will assess EU banks' resilience to an adverse economic shock and inform the 2020 Supervisory Review and Evaluation Process (SREP). The methodology covers all risk areas and builds on the methodology prepared for the 2018 exercise, while improving some aspects based on the lessons learnt. The preliminary list of institutions participating in the exercise as well as the timeline are also released today.