News Centre

Nasdaq Announces End-Of-Month Open Short Interest Positions In Nasdaq Stocks As Of Settlement Date November 29, 2024

Date 10/12/2024

At the end of the settlement date of November 29, 2024, short interest in 3,065 Nasdaq Global Market^SM securities totaled 11,857,580,215 shares compared with 11,973,515,318 shares in 3,070 Global Market issues reported for the prior settlement date of November 15, 2024. The end-of-November short interest represents 2.36 days compared with 2.25 days for the prior reporting period.

NYSE Group Consolidated Short Interest Report

Date 10/12/2024

NYSE today reported short interest as of the close of business on the settlement date of November 29, 2024.

Remarks At The Meeting Of The Investor Advisory Committee, SEC Commissioner Mark T. Uyeda, Washington D.C., Dec. 10, 2024

Date 10/12/2024

Good morning and welcome to the final Investor Advisory Committee meeting of 2024. This year has been one of transition for the Committee. There were changes in Committee leadership, a large number of Committee members completed their terms and left the Committee, and five new Committee members were appointed. This year, the Commission reformed the IAC selection process to foster greater continuity of Committee membership by staggering terms, which is intended to limit turnover to no more than 25% in any given year.

Opening Statement Of CFTC Commissioner Christy Goldsmith Romero, Meeting Of The CFTC Market Risk Advisory Committee

Date 10/12/2024

I am pleased to welcome back the members of the Market Risk Advisory Committee (MRAC).  I very much appreciate your service. I also welcome our distinguished speakers today.  I am so pleased to see Commissioner Johnson leading today’s meeting and want to thank her for bringing us together today and for her sponsorship of MRAC.

Opening Statement Of CFTC Commissioner Kristin N. Johnson Before The Market Risk Advisory Committee Meeting

Date 10/12/2024

Introduction

Good morning and welcome to the final meeting of the Market Risk Advisory Committee (MRAC) for 2024. I am delighted to have you all here, in person and virtually, to continue the thoughtful conversations and important developments of the Committee to advance a number of potential risks facing the futures and derivatives markets. Today, we continue the long tradition of this Committee’s engagement with the Commission, its valuable insight into the concerns that shape the stability and integrity of global derivatives markets, and its collaboration toward developing ways that the industry and the Commission can prepare for and mitigate the most critical risks facing our markets today. The work of this Committee influences the creation of regulation, industry standards, and best practices that govern global derivatives markets. The Committee provides valuable thought leadership on critical issues that impact citizens and businesses in every corner of the world by shaping the direction of the development of markets.

Ontario Securities Commission Publishes Compliance Review Findings And Guidance For Crypto Asset Trading Platforms

Date 10/12/2024

The Ontario Securities Commission (OSC) published its findings from a focused compliance review of crypto asset trading platforms (CTPs). OSC Staff Notice 33-757 Review of Restricted Dealer Crypto Asset Trading Platforms’ Compliance with the Account Appropriateness, Investment Limits and Client Limits Requirements summarizes the OSC’s findings from the review and provides guidance to help CTPs in meeting their regulatory obligations.

CFTC Charges Washington State Pastor With Fraud, Misappropriation In Multilevel Marketing Scheme Targeting Hispanic Americans

Date 10/12/2024

The Commodity Futures Trading Commission today announced a civil enforcement action in the U.S. District Court for the Eastern District of Washington against Francier Obando Pinillo, doing business as Solanofi, Solano Partners Ltd., and Solano Capital Investments –collectively Solanofi entities – for engaging in a fraudulent digital assets multilevel marketing scheme worth at least $5.9 million.

ETFGI: Fifty Percent Of The Top 50 Overseas Securities Purchased By Korean Retail Investors Were ETFs Listed In The United States In November

Date 10/12/2024

ETFGI, a leading independent research and consultancy firm renowned for its expertise in subscription research, consulting services, events, and ETF TV on global ETF industry trends, reported today fifty percent of the top 50 overseas securities purchased by Korean retail investors were ETFs listed in the United States in November. The number of ETFs on the list is down by 1 from the 26 in October, and is down by 4 from 29 in September. (All dollar values in USD unless otherwise noted)

ETFGI Reports There Were 64 New Product Launches And 8 Product Closures In The Global ETFs Industry During The Week Of December 2nd

Date 10/12/2024

ETFGI, a leading independent research and consultancy firm renowned for its expertise in subscription research, consulting services, events, and ETF TV on global ETF industry trends, has released its latest report. During the week of December 2nd, the global ETFs industry witnessed a dynamic shift with 64 new product launches and 8 product closures, resulting in a net increase of 56 new products.

Arbitration, Alternative Assets, And Aging Actors: Remarks At The Meeting Of The SEC Investor Advisory Committee, SEC Commissioner Hester M. Peirce, Washington D.C., Dec. 10, 2024

Date 10/12/2024

As we close out 2024, allow me a moment to thank you for sharing your time and your wisdom this last year.  I look forward to working with all of you next year, which is likely to be a particularly eventful year for both the Commission and the Investor Advisory Committee.