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Remarks Before The 2024 PCAOB International Institute On Audit Regulation: Robust Auditing And Quality Control Standards – The Foundation For An Effective Regulatory Regime, Paul Munter, SEC Chief Accountant, Washington D.C., Oct. 30, 2024

Date 11/12/2024

Introduction

Good morning. I’m Paul Munter, Chief Accountant for the Office of the Chief Accountant at the U.S. Securities and Exchange Commission (“Commission”). Thank you for giving me the opportunity to speak with you today.

SIFMA Fixed Income Market Close Recommendations In The U.S., The U.K. And Japan For The Christmas Day And U.K. Boxing Day Holidays

Date 11/12/2024

SIFMA has confirmed its previous holiday recommendations for the U.S., the U.K., and Japan in observance of the Christmas Day and U.K. Boxing Day holidays.

Canadian Investment Regulatory Organization Welcomes Kevin Kennedy As new Board Director

Date 11/12/2024

The Canadian Investment Regulatory Organization (CIRO) is pleased to announce that Kevin Kennedy has been appointed to CIRO’s Board of Directors as an Industry Director, effective December 10, 2024.

SIFMA Fixed Income Market Close Recommendations In The U.S., The U.K. And Japan For New Year’s Day Holiday

Date 11/12/2024

SIFMA has confirmed its previous holiday recommendations for the U.S., the U.K., and Japan in observance of the New Year’s Day holiday.

BIS: Basel Committee Publishes Final Guidelines For Counterparty Credit Risk Management

Date 11/12/2024

• The Basel Committee has published final guidelines for counterparty credit risk management.
• The guidelines include key practices critical to resolving long-standing industry weaknesses in counterparty credit risk management.
• The Committee will monitor implementation of the guidelines on an ongoing basis.

Financial Information Incorporated (FII) Launches North American Exchange Initial Public Offering Service

Date 11/12/2024

Financial Information Incorporated (FII), a trusted global provider of domestic and international corporate action data and historical reference services, announces today the launch of its North American Exchange Initial Public Offering (IPO) Service. This innovative service is specifically designed to meet the complex needs of investment firms, financial institutions, and consultants engaged in the U.S. stock market.

ESMA Publishes Latest Edition Of Its Newsletter

Date 11/12/2024

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published its latest edition of the Spotlight on Markets Newsletter.

Euronext Announces December 2024 Quarterly Review Results Of The BEL® Family indices

Date 11/12/2024

Euronext today announced the results of the December 2024 quarterly review for the BEL 20®, BEL Mid®, BEL Small® and BEL® ESG, which will be implemented after markets close on Friday 20 December 2024 and will be effective from Monday 23 December 2024.

SEC Charges Three Individuals With Impersonating Financial Professionals In Fraud Scheme Targeting Retail Investors

Date 11/12/2024

The Securities and Exchange Commission today charged Chibuzo Augustine Onyeachonam, Stanley Chidubem Asiegbu, and Chukwuebuka Martin Nweke-Eze with fraud for impersonating legitimate securities brokers and investment advisers in an elaborate online scheme through which the defendants stole more than $2.9 million from at least 28 investors.

Interactive Brokers Launches AI-Powered News Summaries For Smarter, Faster Investment Decisions - New AI Feature Provides Condensed Market Insights, Saving Time And Boosting Efficiency

Date 11/12/2024

Interactive Brokers (Nasdaq: IBKR), an automated global electronic broker, announced the introduction of AI-generated news summaries to its News & Research offering. This advanced feature, available at no additional cost, enables clients to access concise summaries of news articles, streamlining insights from leading providers and making it easier for investors to stay informed.