FTSE Mondo Visione Exchanges Index:

News Centre

CFTC Open Commission Meeting Cancelled For February 15

Date 15/02/2023

The Commodity Futures Trading Commission Open Meeting scheduled for Wednesday, February 15, 2023 has been cancelled. The matters under consideration are being handled through the Commission’s seriatim process.
Cboe Australia Announces Planned Retirement Of CEO Vic Jokovic, Appoints Emma Quinn As Successor

Date 14/02/2023

Cboe Australia (“Cboe Australia”) today announced the planned retirement of Cboe Australia CEO Vic Jokovic, effective March 31, 2023. Industry veteran Emma Quinn has been appointed as his successor and will assume the position of President, Cboe Australia, as of March 27, 2023. Mr. Jokovic will remain in an advisory role to help ensure a seamless leadership transition and will also continue in his current board roles with Cboe Australia and other members of the Cboe group.
Lael Brainard Submits Resignation As Vice Chair And A Member Of The Federal Reserve Board, Effective On Or Around February 20, 2023

Date 14/02/2023

Lael Brainard submitted her resignation February 14, 2023 as Vice Chair and a member of the Federal Reserve Board, effective on or around February 20, 2023. She has been a member of the Board since June 16, 2014, and Vice Chair of the Board since May 23, 2022.
SIFMA, SIFMA AMG Submit Comments On Swing Pricing And Open-End Fund Liquidity Risk Management Programs

Date 14/02/2023

SIFMA and SIFMA Asset Management Group (SIFMA AMG) today filed comment letters expressing strong concern with the Securities and Exchange Commission’s (the Commission) proposals to make certain revisions to liquidity risk management programs and to require swing pricing for open-end mutual funds. SIFMA submitted a comment letter on behalf of mutual fund intermediary members with respect to the proposed swing pricing and hard close. SIFMA AMG submitted two comments letters – one addressing the swing pricing and hard close aspects of the proposal, and a separate letter on liquidity risk management programs and related disclosures.
SEC Proposes Revision To Privacy Act Rule

Date 14/02/2023

The Securities and Exchange Commission today proposed a rule that would revise the Commission’s regulations under the Privacy Act. The Privacy Act is the principal law governing the handling of personal information in the federal government. The current rules provide procedures for making Privacy Act requests, including requests for access to and amendment of records pertaining to the individual making the request. The revisions will clarify, update, and streamline the language of several procedural provisions.

Bahamas International Securities Exchange Chief Operating Officer Speaks To International School Of Business Entrepreneurship And Technology Bahamas Grade 12 Personal Finance Class

Date 14/02/2023

The Bahamas International Securities Exchange (BISX) spent the afternoon of Monday 30 January 2023 with the 12th Grade Personal Finance class of the International School of Business Entrepreneurship and Technology (“ISBET”). Speaking to the students was BISX Chief Operating Officer, Mr. Holland Grant. Mr. Grant spoke about BISX and gave insight into the operations of the Exchange. He also elaborated on items from the student’s Personal Finance curriculum, and tied in stock exchange principles to their curriculum.
Nadex Product Schedule For The President's Day Holiday On Monday, February 20, 2023

Date 14/02/2023

The Exchange will open at its regular time at 6:00pm ET on Sunday evening for trade date Monday, February 20, 2023. The Exchange will list a limited offering of contracts and will close at 5:00pm ET. Contracts will be listed as follows:
SEC Charges Former CEO Of Slync In $67 Million Offering Fraud - Defendant Kirchner Misappropriated More Than $28 Million Of Investor Proceeds To Fund His Lavish Lifestyle

Date 14/02/2023

The Securities and Exchange Commission today charged Christopher S. Kirchner, the co-founder and former CEO of Slync, Inc., a privately-held Texas-based software company, with fraudulently offering and selling more than $67 million of securities to multiple investors, more than $28 million of which he misappropriated for personal benefit.
MIAX Exchange Group - Options & Equities Markets - Amendment To Rule 1308, Supervision Of Accounts, To Extend The Temporary Remote Inspection Relief For Members To Complete Their Branch Office Inspections

Date 14/02/2023

MIAX Options, MIAX Pearl and MIAX Emerald have amended Rule 1308, Supervision of Accounts. The change to Rule 1308(d) would provide that Members have the option to conduct remotely those inspections described in Rule 1308(d)(5) through the earlier of the effective date of the FINRA pilot program on remote inspections if approved, or December 31, 2023.
Cicely LaMothe Named Deputy Director, Disclosure Operations, For The Division Of Corporation Finance

Date 14/02/2023

The Securities and Exchange Commission today announced that Cicely LaMothe was named Deputy Director, Disclosure Operations, for the Division of Corporation Finance, effective Feb. 12, 2023. Ms. LaMothe served as the Acting Deputy Director for Disclosure Operations since August 2022.