News Centre

Richard Walker Named 2023 Recipient of SIFMA’s C&L Society’s Rauschman Award - Award will be presented at the C&L Annual Seminar in San Diego on March 13

Date 01/03/2023

SIFMA today announced Richard (Dick) Walker of King & Spalding as the 2023 recipient of the SIFMA Compliance & Legal Society’s Alfred Rauschman Award.

Ontario Securities Commission Announces New Members Of The Securities Proceedings Advisory Committee

Date 01/03/2023

The Ontario Securities Commission (OSC) is pleased to announce the updated membership of the Securities Proceedings Advisory Committee (SPAC).

Remarks By US Under Secretary For Domestic Finance Nellie Liang At The Atlantic Council On The Next Steps In The Future Of Money And Payments

Date 01/03/2023

Thank you to the organizers of today’s conference for inviting me to speak about next steps in the future of money and payments. 

Ontario Securities Commission Takes Aim At Fraudsters Through Ramped Up Investor Education Initiatives

Date 01/03/2023

The Ontario Securities Commission (OSC) is helping people to avoid becoming victims of fraud and to make more informed financial decisions during Fraud Prevention Month.

SEC: Fee Rate Advisory #3 for Fiscal Year 2023

Date 01/03/2023

Pursuant to Section 31(j)(2) of the Securities Exchange Act of 1934, the Commission has determined that a mid-year adjustment to the Section 31 fee rate for fiscal year 2023 is not required. These adjustments do not directly affect the amount of funding available to the SEC.

ACER Opens A Public Consultation On Changes To The Methodology For Calculating Exchanges Resulting From Single Day-Ahead Electricity Market Coupling

Date 01/03/2023

On 25 January 2023, the national regulatory authorities (NRAs) of all EU Member States, referred to the Agency for the Cooperation of Energy Regulators (ACER) a joint proposal of Transmission System Operators (TSOs). The proposal contains amendments to the methodology for calculating scheduled exchanges resulting from single day-ahead coupling. ACER initiates the procedure and opens public consultation.

Deutsche Börse Cash Market Trading Volumes In February 2023

Date 01/03/2023

Deutsche Börse’s cash markets generated a turnover of €113.31 billion in January (previous year: €172.95 billion / previous month: €106.95 billion).

Jonathan Hall Reappointed To The UK Financial Policy Committee

Date 01/03/2023

Jonathan Hall has been reappointed as an external member of the Financial Policy Committee (FPC), the Chancellor of the Exchequer, Jeremy Hunt has announced.

SIX Exchanges Figures: February 2023

Date 01/03/2023

• SIX publishes the monthly key figures for SIX Swiss Exchange and BME Exchange about the trading and listing activity in Switzerland and Spain

OCC Announces Megan Cohen Promoted To General Counsel - Cohen To Succeed Janet Angstadt, Who Announced Her Retirement Effective In July 2023

Date 01/03/2023

OCC, the world's largest equity derivatives clearing organization, today announced the promotion of Megan Cohen to General Counsel and Corporate Secretary effective March 1, and the retirement of Chief Legal Officer Janet Angstadt in early July. Ms. Cohen will work closely with Ms. Angstadt, OCC’s Board of Directors and Management Committee to facilitate a smooth transition of responsibilities.