News Centre

Hong Kong Securities And Futures Commission Reprimands And Fines China On Securities Limited $6 Million For Failures As Share Placement Agent

Date 18/05/2023

The Securities and Futures Commission (SFC) has reprimanded and fined China On Securities Limited (China On) $6 million over its failures as the placing agent in a share placement between 25 November and 6 December 2019.

Japan Exchange Group: Notice Of The 22nd Annual General Shareholders Meeting

Date 18/05/2023

The 22nd Annual General Shareholders Meeting

Notice of the 22nd Annual General Shareholders Meeting

Other Matters Provided Electronically (Matters Excluded from Paper-Based Documents Delivered to Shareholders)

SGX Securities Welcomes Ever Glory United Holdings Limited To Catalist

Date 18/05/2023

SGX Securities is pleased to welcome Ever Glory United Holdings Limited to Catalist under the stock code “ZKX”.

ASX Enhances Eligibility Criteria For CHESS Replacement Partnership Program Following Industry Feedback

Date 18/05/2023

Following a number of stakeholder discussions since pausing CHESS replacement in late 2022, ASX began developing the CHESS replacement Partnership Program (“Partnership Program”) to recognise future industry cooperation on the project. The initiative was announced in February 2023. 

Japan Financial Services Agency: Washington D.C. Meeting Of The International Forum Of Independent Audit Regulators (IFIAR)

Date 18/05/2023

From April 25 to 27, 2023, the 23rd Plenary meeting of the International Forum of Independent Audit Regulators (IFIAR) was held in Washington D.C., United States. The Certified Public Accountants and Auditing Oversight Board (CPAAOB)/Financial Services Agency (FSA) and other member regulators from 44 jurisdictions attended the meeting.

MIAX Options Exchange - Trading Of Stock-Option Orders With Non-conforming Ratios

Date 17/05/2023

The MIAX Options Exchange will begin accepting non-conforming ratio stock-option complex orders beginning Monday, May 22, 2023. 

Readout: US Deputy Secretary of the Treasury Wally Adeyemo’s Meeting with Bank Policy Institute

Date 17/05/2023

Today, U.S. Deputy Secretary of the Treasury Wally Adeyemo met with CEOs and executives convened by the Bank Policy Institute (BPI) to discuss President Biden’s economic priorities. Deputy Secretary Adeyemo thanked the banks for their close collaboration in implementing the sweeping sanctions imposed in response to Russia’s illegal invasion of Ukraine and highlighted the evidence that these measures are working, including Russia’s inability to secure key inputs to equip its military and increasing strain on the Kremlin’s budget. The Deputy Secretary also discussed Treasury’s efforts to bolster cybersecurity in the financial sector, including Treasury’s recent report on opportunities and challenges related to the adoption of cloud-based technology in the financial sector and Treasury’s efforts to enhance cyber incident reporting. Deputy Secretary Adeyemo and the bank executives agreed on the urgency of these efforts and the importance of continuing to build cyber resilience in the financial sector. The Deputy Secretary also shared updates on Treasury’s ongoing anti-money laundering regulatory reform work, including its work to effectively implement beneficial ownership reporting and adopt the risk-based approach while minimizing unnecessary burdens on the private sector, and listened to the perspectives of the CEOs in attendance on these topics. Finally, the Deputy Secretary underscored the urgent need for Congress to raise or suspend the debt limit in order to protect the full faith and credit of the United States and avoid needlessly undermining our strong economic trajectory.

Intercontinental Exchange Chair & CEO Jeffrey C. Sprecher To Present At The Bernstein 39th Annual Strategic Decisions Conference On May 31

Date 17/05/2023

Intercontinental Exchange, Inc. (NYSE:ICE), a leading global provider of data, technology, and market infrastructure, announced today that Jeffrey C. Sprecher, Chair and CEO, will present at the Bernstein 39^th Annual Strategic Decisions Conference. The presentation will take place on Wednesday, May 31 at 3:30 p.m. ET. The presentation will be available live and in replay via webcast and can be accessed in the investor relations and media section of ICE’s website at www.ir.theice.com.

Robinhood Markets, Inc. Reports April 2023 Operating Data

Date 17/05/2023

Robinhood Markets, Inc. (“Robinhood”) (NASDAQ: HOOD) today reported selected monthly operating data for April 2023:

SIFMA Fixed Income Market Close Recommendations In The U.S., The U.K., And Japan For The U.S. Memorial Day & U.K. Spring Bank Holidays

Date 17/05/2023

SIFMA confirmed its previous recommendations for the U.S., the U.K., and Japan in observance of the U.S. Memorial Day and U.K Spring Bank holidays.