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  • Can Order Protection Be Replaced By Competing Market Forces? By Kelvin To, Founder And President Of Data Boiler Technologies

    Date 12/09/2025

    Regulation National Market System (NMS) Rule 611 a.k.a. Order Protection Rule (OPR) was adopted 20 years ago. The SEC is hosting a roundtable on September 18, 2025 with 3 panel discussions: (1) market participants’ experience with trade-through prohibitions; (2) a trade-through prohibition’s role in today’s market structure; and (3) forward thinking. Two Commissioners (one being the current SEC Chair Paul Atkins) had previously expressed their dissent on the OPR. Is it the right time to roll-back or modernize OPR? What changes to the OPR and other relevant provisions of the NMS would contribute to the furtherance of market efficiency without compromising market integrity? This article discusses the strategic possibilities.

  • Gov. Gavin Newsom Appoints Lisa Middleton To The CalPERS Board Of Administration

    Date 12/09/2025

    Gov. Gavin Newsom has appointed Lisa Middleton as the insurance industry representative on the CalPERS Board of Administration.

  • Acting CFTC Chairman Caroline D. Pham To Speak At Money 20/20

    Date 12/09/2025

    WHAT:

    Acting Chairman Caroline D. Pham will speak at a fireside chat on “Instability as a Catalyst - Fintech’s Role in a Global Interconnected Economy” and participate in a panel discussion titled “Are Digital Assets Fundamentally Transforming the Ecosystem of Financial Markets?” at Money 20/20 Middle East.

    WHEN:

    Instability as a Catalyst - Fintech’s Role in a Global Interconnected Economy

    Monday, September 15, 2025
    1:50 p.m. (UTC+3/Riyadh)
    6:50 a.m. (EDT/USA)

    Are Digital Assets Fundamentally Transforming the Ecosystem of Financial Markets?

    Tuesday, September 16, 2025
    1:35 p.m. (UTC+3/Riyadh)
    6:35 a.m. (EDT/USA)

    WHERE:

    Riyadh Exhibition & Convention Center
    Malham, Riyadh
    792P+JQ, Malham 13380
    Saudi Arabia

  • UK Financial Conduct Authority Launches £1 Million Campaign To Raise Awareness Of Motor Finance Compensation Scheme

    Date 12/09/2025

    The FCA is launching a £1 million campaign, letting motor finance customers know they don’t need to use a claims management company (CMC) or law firm to access an industry-wide compensation scheme the regulator is proposing.

  • Nigerian Exchange Weekly Market Report For The Week Ended 12 September 2025

    Date 12/09/2025

    A total turnover of 3.188 billion shares worth N99.685 billion in 132,711 deals was traded this week by investors on the floor of the Exchange, in contrast to a total of 3.117 billion shares valued at N90.295 billion that exchanged hands last week in 118,018 deals.