News Centre

ESMA Issues Opinion On CNMV Product Intervention Measures

Date 11/07/2023

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today issued an Opinion on product intervention measures taken by the Spanish Comisión Nacional del Mercado de Valores (CNMV). 

US Treasury Calls For Large Position Reports

Date 11/07/2023

The U.S. Department of the Treasury is calling for Large Position Reports from those entities whose positions in the Treasury Bill of June 8, 2023 equaled or exceeded $10.2 billion as of Friday, April 28, 2023, or Friday, May 5, 2023. This Bill has CUSIP 912796ZP7 and was originally auctioned as a 182-Day (i.e., 26-Week) Bill on December 5, 2022, and issued on December 8, 2022, with a maturity date of June 8, 2023.  This Bill was subsequently reopened as a 91-Day (i.e., 13-Week) Bill on March 6, 2023, and issued on March 9, 2023. 

Statement Of CFTC Commissioner Caroline D. Pham Regarding The TW SEF MAT Determinations Of USD SOFR And GBP SONIA Overnight Index Swaps

Date 11/07/2023

Last Friday’s announcement marks an important step in the transition away from LIBOR as the Commission deems approval of made-available-to-trade (MAT) determinations for certain U.S. Dollar (USD) Secured Overnight Financing Rate (SOFR) overnight index swaps and Pound Sterling (GBP) Sterling Overnight Index Average (SONIA) overnight index swaps.  These SOFR and SONIA overnight index swaps will become subject to the mandatory trade execution requirement under the Commodity Exchange Act on August 5, and market participants must be prepared to comply.

ESMA Publishes Final Report On Revised Technical Standards For Passporting

Date 11/07/2023

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today published its Final Report on the review of the technical standards for passporting under Article 34 of MiFID II.

TMX Group Equity Financing Statistics - June 2023

Date 11/07/2023

TMX Group today announced its financing activity on Toronto Stock Exchange (TSX) and TSX Venture Exchange (TSXV) for June 2023.

Euronext Enlarges Its SBT 1.5°C Index Offering To Accelerate The Transition To Green Finance

Date 11/07/2023

• Euronext launches two new SBT indices: Euronext Europe SBT 1.5° and Euronext Eurozone SBT 1.5°, continuing on from the previously launched CAC SBT 1.5° index

• The index was launched with the support of CDP

• These two indices are Euronext’s 27th and 28th climate indices

Marley Spoon Group SE: New Entry In The General Standard Of The Frankfurt Stock Exchange

Date 11/07/2023

Since January 2022, 468 SPAC II SE has been listed as SPAC on the Frankfurt Stock Exchange. Today the new public shares have been included in the listing. In future, the company's shares are traded under Marley Spoon Group SE (ISIN: LU2333563281) on the Regulated Market (General Standard) of the Frankfurt Stock Exchange.

BaFin - Shares In Ecological Technologies Ltd.: Grounds To Suspect Shares Being Publicly Offered Without The Required Prospectus

Date 11/07/2023

The Financial Supervisory Authority (BaFin) has grounds to suspect that the company Seidel Finance, which is purportedly domiciled in London, United Kingdom, is publicly offering shares in Ecological Technologies Ltd. in Germany without the required prospectus. BaFin has found no grounds for an exemption from the prospectus requirement.

ESMA Provides Insights Into The Expected Sustainability Disclosures In Prospectuses

Date 11/07/2023

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has issued a Public Statement on the sustainability disclosure expected to be included in prospectuses.

ESMA Updates Its Guidance On The Definition Of Advice In A Supervisory Briefing

Date 11/07/2023

The European Securities and Markets Authority (ESMA) the EU’s financial markets regulator and supervisor, today published a supervisory briefing on understanding the definition of advice under MiFID II.