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Shanghai Stock Exchange Accepts Two New Members

Date 12/11/2007

The Shanghai Stock Exchange (SSE) announces today that, upon the approval of the SSE Board of Governors from June 27 to November 2, 2007, it had admitted Cinda Securities Co., Ltd. and Huarong Securities Co., Ltd. as members and cancelled the registration of membership of Northwest Securities Co., Ltd., Hantang Securities Co., Ltd. and Capital-Bridge Securities Co., Ltd.
New Board Appointments Strengthen DIFX Growth Strategy

Date 12/11/2007

The Dubai International Financial Exchange (DIFX) has strengthened its Board with the appointment of four new Directors, as it prepares for an expansion in listings and further participation in international and regional exchange consolidation.
Remarks By Dr. Takafumi Sato, Commissioner Of The Financial Services Agency, Japan, At The Welcome Reception Of The IOSCO Technical Committee Conference, Tokyo, November 7, 2007

Date 12/11/2007

Chairman Prada, Chairperson Diplock, Chairman Damodaran, distinguished guests, ladies and gentlemen, Good evening. It is a great honour for Japan FSA to host an IOSCO Technical Committee Conference here in Tokyo. Representing the institution, I would like to extend my wholehearted welcome to all of you.
TSE Approves Listing Of KODEX 200 ETF

Date 12/11/2007

The Tokyo Stock Exchange (TSE) has today approved the listing of the KODEX 200 ETF managed by Samsung Investment Trust Management Co., LTD. Scheduled to be listed on Monday, November 19, 2007, this will be the very first foreign ETF approved for listing since the TSE implemented the system for listing Exchange Traded Funds tracking foreign stock indices effective this month.
SGX Introduces New Listing Rules And Revises Other Rules To Improve Market Efficiency And Disclosure

Date 12/11/2007

The Singapore Exchange today announced revisions to its securities listing rules that will take effect from 3 December 2007. This follows a public consultation in May this year, on proposed rule amendments. The rule changes improve transparency and respond to demands and development of the capital market in Singapore.

HKEx: Great Honest Investment Co. Ltd.

Date 12/11/2007

Hong Kong Exchanges and Clearing Limited (HKEx) was informed that the Securities and Futures Commission issued a restriction notice on Great Honest Investment Co. Ltd. (broker numbers: 5800 and 5809) today (Monday) under sections 204 and 205 of the Securities and Futures Ordinance.
Cairo & Alexandria Stock Exchanges Monthly Statistical Report October 2007

Date 11/11/2007

Listing Total number of listed companies on CASE in October 2007 decreased to 512 companies as opposed to 515 in the previous month. There were two new listed companies this month, with a total capitalization of US$ 20 million (LE 108 million).
Remarks By Mary L. Schapiro, Chief Executive Officer, FINRA, SIFMA Annual Meeting, Boca Raton, FL, November 9, 2007

Date 09/11/2007

Good morning. I am delighted to be with you today. Before I begin, I just want to say a few words about Marc Lackritz. Marc, this may be your last annual conference as CEO and President of SIFMA, but the work you have done, and its impact on the markets, is going to be felt for a long time to come.
Semi-Annual Changes To The NASDAQ Biotechnology Index

Date 09/11/2007

The Nasdaq Stock Market, Inc. ("NASDAQ") (Nasdaq:NDAQ) announced today the results of the semi-annual re-ranking of the NASDAQ Biotechnology Index(r) (Nasdaq:NBI), which will become effective with the market open on Monday, November 19, 2007.
Five Current And Former Coral Energy Traders Settle CFTC Charges For False Reporting And Attempted Manipulation In Natural Gas Market - Defendants Ordered To Pay $1 Million Penalty

Date 09/11/2007

The U.S. Commodity Futures Trading Commission (CFTC) announced today that a federal court in Houston, Texas entered a consent order settling charges by the CFTC that defendants Denette Johnson, Courtney Cubbison Moore, and Robert Harp of Texas and John Tracy and Kelly Dyer of California, reported or caused to be reported false natural gas trade information to compilers of natural gas monthly price indexes in an attempt to manipulate natural gas prices.