FTSE Mondo Visione Exchanges Index:

News Centre

Hauck & Aufhäuser Fund Services S.A.: BaFin Imposes Administrative Fine

Date 25/07/2023

On 29 June 2023, the Federal Financial Supervisory Authority BaFin imposed an administrative fine in the amount of 70,000 euros on Hauck & Aufhäuser Fund Services S.A. The reason was a breach of that company’s duty of oversight in connection with contraventions of the German Securities Trading Act (Wertpapierhandelsgesetz (WpHG)).
Dalian Commodity Exchange Adjusts Delivery Quality Standards For Corn Futures

Date 25/07/2023

To adapt to the changing dynamics of the corn spot market, bring the functions of corn futures into full play, and enhance the ability of futures market in serving corn industry, Dalian Commodity Exchange (DCE) made an official announcement on July 21 to bring adjustments to the corn futures delivery quality standards. The adjusted factors include the test weight requirements for standard and substitute products. The new standard will be implemented commencing with Contract C2505.
LuxSE And GICE&SDGs Join Forces To Strengthen Sustainable Finance Education In India

Date 25/07/2023

Committed to fostering greater levels of sustainable finance education throughout the world, the Luxembourg Stock Exchange today announced that it has entered into a partnership with the Global Institute for Circular Economy Sustainable Development Goals, to provide sustainable finance courses to the Indian market.
The Amman Stock Exchange Requests Listed Companies To File The Interim Financial Statements Of The Second Quarter 2023 Before The End Of The Specified Period

Date 25/07/2023

Mr. Mazen Wathaifi the Chief Executive Officer of Amman Stock Exchange (ASE) said that the ASE requests listed companies to submit their interim financial statements reports for the period ended June 30, 2023, through the e- disclosure System XBRL, prior to the end of this month July, 2023.
GlobalData Reveals List Of op M&A Financial, Legal Advisers By Value, Volume In South & Central America For H1 2023

Date 25/07/2023

GlobalData has announced the latest Legal and Financial Adviser League Tables, based on the total value and volume of merger and acquisition (M&A) deals they advised on in South & Central America in H1 2023.

Keynote Address By Dato’ Seri Dr. Awang Adek Hussin Chairman, Securities Commission Malaysia At The ICMR-SIDC Industry University Talent Bridging Conference - “Reshaping Markets & Finance: Thought Leadership, Technology & Talent As Powerful Levers Of Change”, 25 July 2023

Date 25/07/2023

In his keynote address, Dato’ Seri Dr. Awang Adek Hussin, Chairman of the Securities Commission Malaysia (SC), highlighted the need to reshape markets and finance in Malaysia given the strong headwinds and challenges to overcome. To recreate interest in the country’s markets there must be greater emphasis in various key thrusts including leveraging on Islamic finance global leadership, growing ESG products and sustainability financing to attract investors that prioritise ESG, and pushing for stronger growth in the private market.
Shanghai Stock Exchange And Shenzhen Stock Exchange Jointly Issue The Implementation Measures For Evaluating The Practice Of Sponsors Based On The Quality Of Listed Companies (For Trial Implementation)

Date 25/07/2023

Listed companies are the cornerstone of the sustainable development of the capital market, and improving the quality of listed companies is critical to enhancing the attractiveness and vitality of the capital market and promoting the stable and healthy development of the capital market. In order to meet the needs of the full implementation of the reform of the registration-based IPO system, strengthen the quality consciousness of sponsors, accelerate the shift of focus from meeting approval formalities to investment value, and improve the quality of listed companies from the very beginning, on July 21, SSE and SZSE jointly issued the Implementation Measures for Evaluating the Practice of Sponsors Based on the Quality of Listed Companies (for Trial Implementation) (hereinafter referred to as the “Measures”), effective as of the date of issuance.
ASIC Commences Greenwashing Case Against Vanguard Investments Australia

Date 25/07/2023

ASIC has lodged civil penalty proceedings in the Federal Court against Vanguard Investments Australia, alleging misleading conduct in relation to claims about certain environmental, social and governance (ESG) exclusionary screens applied to investments in a Vanguard fund.
Shenzhen Stock Exchange Earnestly Implements The Regulatory Requirements For Specific Swing Trading And Formulates Self-disciplinary Rules To Stabilize The Expectations Of All Market Players

Date 25/07/2023

In order to implement the requirements of the Securities Law, standardize the regulation of specific swing trading, and stabilize market expectations, the CSRC publicly solicited opinions on the Several Provisions on Improving the Regulation of Specific Swing Trading (Exposure Draft) (hereinafter referred to as the “Provisions”) on July 21, 2023. SZSE will do a good job in researching and formulating the supporting self-regulatory rules in accordance with the unified deployment of the CSRC.
New Zealand Financial Markets Authority: Conduct Of Financial Institutions Licensing Begins

Date 25/07/2023

From today the Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – will begin accepting licensing applications for financial institution licences under the Conduct of Financial Institutions (CoFI) regime.