FTSE Mondo Visione Exchanges Index:
News Centre
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NASDAQ OMX Group Announces Preliminary Results Of Annual Meeting Of Stockholders
Date 27/05/2010
The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) today announced that NASDAQ OMX's stockholders approved the following proposals: Election of 15 directors to a one-year term; Ratification of the appointment of Ernst & Young LLP as NASDAQ OMX's independent registered public accounting firm for the fiscal year ending December 31, 2010; Approval of the amended and restated NASDAQ OMX Equity Incentive Plan; Ap
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RTS Group Weekly Trading Results: May 17 – 21, 2010
Date 27/05/2010
Stock Market FORTS RTS Board
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Tokyo Commodity Exchange Appoints Director Nominees For The Next Term
Date 27/05/2010
Tokyo Commodity Exchange, Inc. today announced the directorate nominees for the next term as the current term of the ten members of the board of directors is to terminate at the close of the second annual shareholders meeting next month. Below is the list of the nominees and they are scheduled to be appointed officially as a result of a resolution at above referenced meeting.
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Keynote Address By Mr Andrew Khoo, Assistant Managing Director, MAS, At The Institute Of Banking And Finance Compliance Seminar 2010
Date 27/05/2010
Good afternoon. I am very pleased to join you at the second edition of this IBF compliance seminar.
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Dubai Financial Market: Announces The Results Of Its BOD Meeting Held On 26/05/2010
Date 27/05/2010
Click here to download the results of the DFM's Board of Directors meeting.
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SGX Academy Becomes FICS-Accredited Training Provider, To Launch Cross-Trading Course
Date 27/05/2010
Singapore Exchange (SGX) today said SGX Academy’s Securities and Derivatives Cross-Trading Training Course has been accredited by The Institute of Banking & Finance (IBF) under the Financial Industry Competency Standards (FICS) framework.
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SEC Charges Money Manager And Two Associates In New York City-Based Affinity Fraud
Date 26/05/2010
The Securities and Exchange Commission today charged a purported money manager, his New York City-based investment company, and two of his associates with conducting an affinity fraud and Ponzi scheme that specifically targeted investors living in the Caribbean and African-American communities of Brooklyn.
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Citigroup Pays $1.5 Million For Supervisory Failures Related To Elaborate Scheme To Misappropriate Millions In Trust Funds Belonging To Cemeteries Located In Michigan And Tennessee
Date 26/05/2010
The Financial Industry Regulatory Authority (FINRA) announced today that it has imposed a monetary sanction of $1.5 million against Citigroup Global Markets Inc. for supervisory violations relating to its handling of trust funds belonging to cemeteries in Michigan and Tennessee. The sanction represents a $750,000 fine and disgorgement of $750,000 in commissions, which is being returned to the cemetery trusts as partial restitution.
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SEC Proposes Consolidated Audit Trail System To Better Track Market Trades
Date 26/05/2010
The Securities and Exchange Commission today proposed a new rule that would require the self-regulatory organizations (SROs) to establish a consolidated audit trail system that would enable regulators to track information related to trading orders received and executed across the securities markets.
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Richard G. Ketchum, Chairman & Chief Executive Officer Remarks From The 2010 FINRA Annual Conference, Baltimore, MD, May 26, 2010
Date 26/05/2010
Good morning, welcome to Baltimore, and thank you for attending the FINRA annual conference. It's nice to see so many familiar faces here today.
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