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  • SEC Chairman Schapiro Issues Open Letter to Broker-Dealer CEOs

    Date 31/08/2009

    SEC Chairman Mary L. Schapiro today issued an open letter to remind broker-dealer chief executive officers of their supervisory responsibilities following reports that special recruitment programs at some firms are premised on enhanced compensation arrangements.

  • U.S. Treasury, Financial System Supervisors And Regulators Issue Financial Sector Self-Assessment Reviews To IMF

    Date 31/08/2009

    Today the U.S. Department of the Treasury and U.S. financial system supervisors and regulators1 transmitted new financial sector self-assessment reviews for banking, securities, insurance, and payment systems to the International Monetary Fund (IMF). These self-assessments review U.S. observance and compliance with four international standards and core principles: Core Principles for Effective Banking Supervision (Basel Committee on Banking Supervision); Obje

  • NASDAQ OMX Announces New Appointment In Global Corporate Services

    Date 31/08/2009

    The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) today announced Demetrios N. Skalkotos has been appointed Senior Vice President of Global Corporate Services.

  • CFTC Releases Rule Enforcement Review Of The Minneapolis Grain Exchange

    Date 31/08/2009

    The Commodity Futures Trading Commission (Commission) has notified the Minneapolis Grain Exchange (MGEX) of the results of a rule enforcement review completed by the Commission’s Division of Market Oversight (Division). The review covered the period from October 1, 2006, to June 30, 2008, (target period). The Division assessed MGEX’s compliance with those core principles relating to market surveillance, audit trail, trade practice surveillance and MGEX’s disciplinary and dispute resolution progr

  • Dubai Mercantile Exchange Announces Trading And Processing Schedule For US Labour Day 2009

    Date 31/08/2009

    Summary of Content DME announces Trading and Processing Schedule for US Labour Day 2009 The Dubai Mercantile Exchange Limited CDME') wishes to announce the trading and processing schedule for US Labour Day, 2009, as outlined below (all references to the time are expressed on a 24-hour clock and refer to the local time in Chicago "CT'').