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William P. Hicks Named Associate Regional Director For Enforcement In SEC Atlanta Regional Office

Date 03/02/2010

The Securities and Exchange Commission today announced that William P. Hicks has been named Associate Regional Director for Enforcement in the SEC's Atlanta Regional Office.
PIMCO Lists PIMCO Short Term Municipal Bond Strategy Fund On NYSE Arca

Date 03/02/2010

NYSE Euronext (NYX) announced that its wholly owned subsidiary, NYSE Arca, began trading the PIMCO Short Term Municipal Bond Strategy Fund (Ticker: SMMU). The ETF is sponsored by PIMCO ETF Trust.
Rhea Kemble Dignam Named Director Of SEC Atlanta Regional Office

Date 03/02/2010

The Securities and Exchange Commission today announced that Rhea Kemble Dignam has been named Director of the SEC's Atlanta Regional Office.
TMX Group Equity Financing Statistics January 2010

Date 03/02/2010

TMX Group Inc. today announced its equity financing activity on Toronto Stock Exchange and TSX Venture Exchange for January 2010.
ATHEX Monthly Statistical Bulletin January 2010

Date 03/02/2010

Click here to download ATHEX's monthly statistical bulletin for January 2010.

MGEX Reports Strong January HRSW And Total Volume And Open Interest Growth

Date 03/02/2010

MGEX (Exchange) reported January futures trading volume of its Hard Red Spring Wheat (HRSW) contract increased 33 percent over January 2009 to 99,237 while HRSW open interest was up 87 percent over the same period. Total Exchange volume, including HRSW futures and options as well as futures and options of the Soft Red Winter Wheat (SRWI) contract, increased 34 percent to 101,141 while total open interest was up 82 percent compared to the year ago period.
TMX: Top 20 Largest Consolidated Short Position Report - January 31, 2010

Date 03/02/2010

Please find below the Top 20 Largest Consolidated Short Position Report Highlights. The report is produced twice monthly, effective the 15th and the end of each month. The report below covers the 2-week period ending January 31, 2010.
National Stock Exchange Releases January 2010 ETF/ETN Data Report

Date 03/02/2010

National Stock Exchange, Inc. (NSX®) announced that assets in U.S. listed Exchange-Traded Funds (ETF) and Exchange-Traded Notes (ETN) totaled approximately $744.7 billion at January 2010 month-end, an increase of approximately 48% over January 2009 month-end when assets totaled $504.6 billion. At the end of January 2010, the number of listed products totaled 947, compared to 856 listed products at the end of January 2009.
Sucden Financial Partners With US Futures Broker R.J. O'Brien

Date 03/02/2010

Sucden Financial Limited, a leading ring dealing member of the London Metal exchange, today announced a new strategic partnership with the largest independent futures broker in the United States, R.J. O’Brien (RJO).
International Securities Exchange And Hanweck Associates, LLC Announce Strategic Partnership

Date 03/02/2010

The International Securities Exchange (ISE) and Hanweck Associates, LLC, a premier financial-services provider specializing in high-performance risk management and trading solutions for institutional investors, announced today that ISE has made a strategic investment in Hanweck Associates.