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  • UK-Japan Financial Dialogue And Financial Regulatory Forum Joint Statement

    Date 27/11/2023

    Summary

    Japan (the Ministry of Finance (MOF) and the Financial Services Agency (FSA)) and the United Kingdom (UK) (His Majesty’s Treasury (HMT), Bank of England (BOE) and Financial Conduct Authority (FCA)) held the 5th Financial Dialogue (FD) and the 2nd Financial Regulatory Forum (FRF) on November 27, 2023, in Tokyo. These two dialogues were held as a joint event in order to facilitate a deep and meaningful exchange across a broad set of economic, fiscal and financial regulatory discussion points. We held two joint FD/FRF sessions in the morning, on the macroeconomic and fiscal situation and the digital economy, followed by separate, parallel FD and FRF sessions in the afternoon.

  • UK Financial Conduct Authority Bans Nigel Lewis And Susan Jones For Incompetent British Steel Pension Scheme Advice

    Date 27/11/2023

    The Financial Conduct Authority (FCA) has banned Nigel Lewis and Susan Jones of West Wales Financial Services Limited (in liquidation) (WWFS) from advising customers on pension transfers and pension opt outs. Mr Lewis has also been banned from holding any senior management functions in a regulated firm.

  • Vixio PaymentsCompliance Forms Executive Advisory Board

    Date 27/11/2023

    Vixio PaymentsCompliance, a provider of regulatory intelligence to the global payments industry, has held the first meeting of its newly formed Executive Advisory Board. Vixio established the Board to gain expert insight from a cohort of customers across the tech and compliance ecosystem to inform its product development and address challenges shaping the payments industry.

  • FSB Publishes 2023 G-SIB List

    Date 27/11/2023

    The Financial Stability Board (FSB) today published the 2023 list of global systemically important banks (G-SIBs) using end-2022 data and applying the assessment methodology designed by the Basel Committee on Banking Supervision (BCBS).

  • investierung.co: BaFin Investigates Website Operators And Warns Consumers Of A Case Of Identity Fraud

    Date 27/11/2023

    The Federal Financial Supervisory Authority (BaFin) warns consumers about the website investierung.co. According to information available to BaFin, the operators are providing financial and investment services on this website without the required authorisation.