News Centre

Top Executives Of Hong Kong Securities And Futures Commission And Dubai Financial Services Authority Meet In Dubai To Extend Market Ties

Date 31/05/2024

The Securities and Futures Commission’s (SFC) Chief Executive Officer, Ms Julia Leung, and its Executive Director of Investment Products, Ms Christina Choi, held a high-level meeting today with top executives of the Dubai Financial Services Authority (DFSA) in Dubai, United Arab Emirates (UAE) as part of their official visit to the Middle East.

Zhengzhou Commodity Exchange: Announcement On The Amendments To The Detailed Rules And Contract Specifications For Peanut Kernel Futures

Date 31/05/2024

The Amendments to the Detailed Rules of Zhengzhou Commodity Exchange for Peanut Kernel Futures and the Peanut Kernel Futures Contract Specifications have been adopted at the 14th meeting of the 8th Board of Governors of Zhengzhou Commodity Exchange and filed with the China Securities Regulatory Commission. The amendments shall be effective as of June 3, 2024. 

New Zealand Financial Markets Authority Cancels Stockfox Limited’s FAP licence

Date 31/05/2024

The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – has cancelled Stockfox Limited’s (Stockfox) Financial Advice Provider (FAP) licence with effect from 30 May 2024.  

Zhengzhou Commodity Exchange: Announcement On The Listing Of PK2505

Date 31/05/2024

PK2505 is decided to be listed for trading on June 3, 2024. The listing benchmark price is the settlement price of the preceding trading day of PK2504. Subsequent new contracts will be listed following the termination of old contracts.

CFTC Commissioner Pham Announces Agenda For Global Markets Advisory Committee Meeting On June 4

Date 30/05/2024

CFTC Commissioner Caroline D. Pham, sponsor of the Global Markets Advisory Committee (GMAC), announced the agenda for the upcoming GMAC public meeting on Tuesday, June 4, from 10:00 a.m. to 1:00 p.m. EDT at the CFTC’s New York Regional Office.

Canadian Investment Regulatory Organization Appoints Two Members To The Investor Advisory Panel

Date 30/05/2024

The Canadian Investment Regulatory Organization (CIRO) has appointed two members, to their Investor Advisory Panel (IAP), which advises CIRO in the development of regulatory policy, annual priorities, strategic plans and other regulatory initiatives.

DTCC Comments On Industry’s T+1 Progress

Date 30/05/2024

Today, May 30, 2024, DTCC issued the following statement:

T+1 was introduced in the U.S. on Tuesday, May 28, and the industry has been operating on an accelerated settlement cycle since that time.

Affirmation Rates

Our analysis shows that as of yesterday, May 29, 94.55% of transactions were affirmed by the Depository Trust Company (DTC) cutoff time of 9:00PM ET on trade date. This represents a significant change from the affirmation rate observed at the end of January (73%).

CFMR 2024 Keynote - Finance And The Unexpected, Jessica Wachter, SEC Chief Economist And Director, Division Of Economics And Risk Analysis, MacroFinance Society Spring Meeting 2024

Date 30/05/2024

This speech is provided in the author’s official capacity as the Commission’s Chief Economist and Director of the Division of Economic and Risk Analysis but does not necessarily reflect the views of the Commission, the Commissioners, or other members of the staff.

Fiserv to Present At Upcoming Investor Conferences

Date 30/05/2024

Fiserv, Inc. (NYSE: FI), a leading global provider of payments and financial services technology solutions, announced its participation in the following investor conferences.

New York State Department Of Financial Services Superintendent Adrienne A. Harris Issues New Guidance Regarding Virtual Currency Customer Service Requirements - New Complaint Handling And Customer Service Standards Strengthen The Department’s Nation-Leading Consumer Protections For Virtual Currencies

Date 30/05/2024

New York State Department of Financial Services (DFS) Superintendent Adrienne A. Harris today issued guidance requiring DFS-regulated virtual currency entities to maintain and implement effective policies and procedures to promptly address customer service requests and complaints. The guidance requires VCEs to collect relevant data so that the Department can assess whether they are resolving customer service requests and complaints in a timely and fair manner.