FTSE Mondo Visione Exchanges Index:
News Centre
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ICMA: Investors Launch Transparency Initiative For Covered Bonds
Date 14/04/2011
ICMA Covered Bond Investor Council (CBIC), an industry body representing a diverse range of investors in the European covered bond market, and operating under the auspices of the International Capital Market Association, has today launched an initiative aimed at setting transparency standards for covered bonds.
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FINRA Fines Jefferies $1.5 Million For Failing To Disclose Additional Compensation Paid And Conflicts In Sale Of Auction Rate Securities - Jefferies To Pay $425,000 To Customers; FINRA Also Fines And Suspends Two Brokers And Files Complaint Against A Third Broker
Date 14/04/2011
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Jefferies & Company, Inc. $1.5 million for failing to disclose additional compensation received and conflicts in connection with the sale of auction rate securities (ARS). FINRA also ordered Jefferies to repay $425,000 in fees and commissions earned from the sale of ARS to the affected customers.
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Tokyo Stock Exchange: Two New ETFs To Be Listed
Date 14/04/2011
Today, Tokyo Stock Exchange, Inc. (TSE) approved the listing of the following two ETFs managed by Nomura Asset Management Co., Ltd.
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Singapore Exchange Reprimands Medi-Flex Limited And Two Of Its Former Directors For Breaches Of Listing Rules
Date 14/04/2011
Singapore Exchange (the “Exchange”) reprimands Medi-Flex Limited (“Medi-Flex”) and two of its former directors (the “Former Directors”).
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UK's Financial Services Authority Takes Action Against Two Firms Of IFAs Over The Promotion Of Complex Investment Products
Date 14/04/2011
The Financial Services Authority (FSA) has today fined IFA firm Specialist Solutions plc (Specialist Solutions) £35,000 for failing to assess adequately whether customers were eligible to receive promotions for Unregulated Collective Investment Schemes (UCIS) and failing to ensure that customers were given suitable advice to invest in them.
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ESMA Sets Out Guidelines On Risk Measurement And The Calculation Of Global Exposure For Certain Types Of Structured UCITS
Date 14/04/2011
ESMA publishes today the final report on the guidelines on risk measurement and the calculation of the global exposure for certain types of structured UCITS (ESMA/2011/112).
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Main Board And GEM Listed Issuer Corporate Documents 2010 On DVD
Date 14/04/2011
Three sets of digital video disks (DVDs) with listed issuer corporate document archives recently released for sale by Hong Kong Exchanges and Clearing Limited (HKEx) are now available for subscription.
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EEX Sees Record Growth In 2010
Date 14/04/2011
The European Energy Exchange AG (EEX) concluded the financial year 2010 with record results. The Leipzig-based energy exchange achieved high growth rates in the field of both sales revenue and earnings before tax (EBT).
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Lloyds Bank Corporate Markets Strengthens Payments & Cash Management Expertise With New Appointments
Date 14/04/2011
Lloyds Bank Corporate Markets today announced the appointment of Kevin Stockbridge to Director of Global Payments and Cash Management Sales for Financial Institutions and Katherine Moore as Associate Director reporting to Kevin in the same team, as the bank expands its solutions to its clients in the financial institutions market.
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LCH.Clearnet: Coal Option Volumes Reach 2.46 Million Tonnes
Date 14/04/2011
LCH.Clearnet Ltd (LCH.Clearnet) has cleared the first single expiry OTC coal options trades. Initial transactions have totalled 670 lots in API 2 options to date, across both quarterly and calendar tenures, reaching volumes of 2.46 million tonnes.
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