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  • Tehran Stock Exchange Held The First IPO Summit In Tehran

    Date 12/06/2011

    The first IPO Summit entitled "National Conference on listing of companies in StockExchange; opportunities and benefits " was held by Tehran stock Exchange on 24 May 2011, at Milad Tower, in Tehran.

  • Speech By SEC Chairman Mary L. Schapiro: Remarks Before The Bennett S. LeBow College Of Business At Drexel University

    Date 11/06/2011

    President Fry, President Emeritus Pennoni, Provost Greenberg, Dean Tsetsekos, Chairman Greenwalt and Members of the Board, Mr. Frick, members of the faculty, degree recipients and honored guests:

    Congratulations to the members of the class of 2011. It is an honor to accept this Doctor of Business Administration from the Bennett S. LeBow College of Business at Drexel University. And it is a privilege to have a few moments to address the many students receiving their degrees today.

  • SIFMA, Other Trade Associations Call On CFTC, SEC To Provide Relief, Legal Certainty On Self-Operative Derivatives Provisions Of Dodd-Frank Act

    Date 10/06/2011

    SIFMA, along with a number of other trade associations, today submitted comment letters to the Securities and Exchange Commission (SEC) and the Commodities Futures Trading Commission (CFTC) requesting regulatory relief from and legal certainty for a number of derivatives-related provisions of the Dodd-Frank Act that would arguably become self-operative without rulemaking on July 16, 2011.  

  • Quarterly Changes To The NASDAQ Q-50 Index

    Date 10/06/2011

    The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) announced today the results of the quarterly re-ranking of the NASDAQ Q-50 Index (Nasdaq:NXTQ), which will become effective prior to market open on Monday, June 20, 2011.

  • Canadian Securities Regulators Propose Adopting BC’s Over-The-Counter Rule

    Date 10/06/2011

    Members of the Canadian Securities Administrators (CSA) today published for comment proposed Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets. The proposed over-the-counter (OTC) rule builds on BC Instrument 51-509 Issuers Quoted in the U.S. Over-the-Counter Markets and addresses the harm caused to the reputation of capital markets in Canada by market participants with strong connections to Canadian jurisdictions who engage in abusive activities through the over-the-counter markets in the United States.