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Hong Kong Securities And Futures Commission Seeks Court Order To Freeze Assets Up To $394 Million For Investors Compensation In Suspected Manipulation Of Grand Talents Shares
Date 30/09/2025
The Securities and Futures Commission (SFC) has applied for an interim order from the Court of First Instance to freeze assets intended for compensation to affected investors in an alleged sophisticated social media ramp-and-dump case involving the shares of Grand Talents Group Holdings Limited (Grand Talents) (Application).
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Hong Kong Securities And Futures Commission Appoints Interim Head Of Investment Products
Date 30/09/2025
The Securities and Futures Commission (SFC) has appointed Ms Alexandra Yeong, Senior Director of Investment Products, as Interim Head of Investment Products, effective 1 November 2025.
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The Main Issues Raised By The Japan Financial Services AgencyAt Opinion Exchange Meetings With Relevant Associations In The Financial Sector
Date 30/09/2025
The Financial Services Agency has published the main issues raised at opinion exchange meetings with relevant associations in the financial sector.
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Montréal Exchange Interest Rate Derivative Market Closed Today, September 30, 2025
Date 30/09/2025
The interest rate derivative market is closed today, September 30, 2025.
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ASIC Urges Immediate Action From Financial Advisers As Deadline Approaches
Date 30/09/2025
Financial advisers (also known as relevant providers) should immediately review the accuracy of their information on the Financial Advisers Register if they intend to continue providing personal advice to retail clients from 1 January 2026.
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New Zealand Financial Markets Authority: Companies Encouraged To Do More To Help Customers Complain
Date 30/09/2025
Companies need to do more to help their customers to complain, says the Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko.
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US Treasury Department Announces New Appointment
Date 29/09/2025
Secretary of the Treasury Scott Bessent announced today a key appointment for a senior position at the U.S. Department of the Treasury.
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Regulatory Disruption: Remarks At The SEC-CFTC Roundtable On Regulatory Harmonization Efforts, SEC Commissioner Mark T. Uyeda, SEC-CFTC Roundtable On Regulatory Harmonization Efforts, Sept. 29, 2025
Date 29/09/2025
Good afternoon. Thank you to our panelists for sharing your ideas with us. Thanks also to the staff who have helped organize today’s event.
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Working Together Is Working Better, Remarks Of Acting CFTC Chairman Caroline D. Pham, SEC-CFTC Joint Roundtable On Regulatory Harmonization Efforts
Date 29/09/2025
Thank you, Chairman Atkins, and to your staff for hosting the CFTC today. I want to especially thank Ileana Ciobanu, Phil Raimondi, and Taylor Asher from the SEC, and Abigail from the CFTC, for all their hard work in planning today’s historic event—I think the first SEC-CFTC joint roundtable since Dodd-Frank, almost 15 years ago. I think you’ll agree that’s much too long. Because working together is working better.
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Deep In: Statement On DoubleZero No-Action Letter, SEC Commissioner Hester M. Peirce, Sept. 29, 2025
Date 29/09/2025
Today’s no-action letter from the Division of Corporation Finance concerning DoubleZero’s token distributions designed to facilitate the programmatic functioning of a decentralized physical infrastructure network (i.e., DePIN) offers an opportunity to reflect on how we, as regulators, can foster innovation without expanding our reach beyond what Congress has mandated. Congress created the Securities and Exchange Commission to oversee the securities markets, not to regulate all economic activity.
