FTSE Mondo Visione Exchanges Index:
News Centre
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ASIC Urges Immediate Action From Financial Advisers As Deadline Approaches
Date 30/09/2025
Financial advisers (also known as relevant providers) should immediately review the accuracy of their information on the Financial Advisers Register if they intend to continue providing personal advice to retail clients from 1 January 2026.
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New Zealand Financial Markets Authority: Companies Encouraged To Do More To Help Customers Complain
Date 30/09/2025
Companies need to do more to help their customers to complain, says the Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko.
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US Treasury Department Announces New Appointment
Date 29/09/2025
Secretary of the Treasury Scott Bessent announced today a key appointment for a senior position at the U.S. Department of the Treasury.
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Regulatory Disruption: Remarks At The SEC-CFTC Roundtable On Regulatory Harmonization Efforts, SEC Commissioner Mark T. Uyeda, SEC-CFTC Roundtable On Regulatory Harmonization Efforts, Sept. 29, 2025
Date 29/09/2025
Good afternoon. Thank you to our panelists for sharing your ideas with us. Thanks also to the staff who have helped organize today’s event.
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Working Together Is Working Better, Remarks Of Acting CFTC Chairman Caroline D. Pham, SEC-CFTC Joint Roundtable On Regulatory Harmonization Efforts
Date 29/09/2025
Thank you, Chairman Atkins, and to your staff for hosting the CFTC today. I want to especially thank Ileana Ciobanu, Phil Raimondi, and Taylor Asher from the SEC, and Abigail from the CFTC, for all their hard work in planning today’s historic event—I think the first SEC-CFTC joint roundtable since Dodd-Frank, almost 15 years ago. I think you’ll agree that’s much too long. Because working together is working better.
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Deep In: Statement On DoubleZero No-Action Letter, SEC Commissioner Hester M. Peirce, Sept. 29, 2025
Date 29/09/2025
Today’s no-action letter from the Division of Corporation Finance concerning DoubleZero’s token distributions designed to facilitate the programmatic functioning of a decentralized physical infrastructure network (i.e., DePIN) offers an opportunity to reflect on how we, as regulators, can foster innovation without expanding our reach beyond what Congress has mandated. Congress created the Securities and Exchange Commission to oversee the securities markets, not to regulate all economic activity.
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Nasdaq To Hold Third Quarter 2025 Investor Conference Call
Date 29/09/2025
Nasdaq (Nasdaq: NDAQ) has scheduled its third quarter 2025 financial results announcement.
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CFTC Swaps Report Update
Date 29/09/2025
CFTC's Weekly Swaps Report has been updated, and is now available: http://www.cftc.gov/MarketReports/SwapsReports/index.htm.
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HKEX: Report On Initial Public Offering Applications, Delisting And Suspensions (September 2025)
Date 29/09/2025
This monthly report provides key statistics relating to the various stages in discharging our regulatory oversight duties during the reporting period. The information for the reporting period covers, among others, the number of applications processed and their current status, the number of comment letters and guidance issued to new/ potential new listing applicants and their advisers with the corresponding processing time, the number of rejection and return of listing applications, as well as the number of delisted and suspended companies.
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New York Governor Hochul Announces Superintendent Adrienne A. Harris To Depart The Department Of Financial Services After Four Years Of Service - Governor Hochul Has Appointed Kaitlin Asrow As Acting Superintendent
Date 29/09/2025
Governor Kathy Hochul today announced that after four years of service, Superintendent Harris has decided to leave the Department of Financial Services.
