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  • National Exam Program Director Carlo V. Di Florio To Leave SEC

    Date 02/05/2013

    The Securities and Exchange Commission today announced that Carlo V. di Florio will leave the agency after leading its National Exam Program for more than three years.

  • CBOE Systems Issue

    Date 02/05/2013

    This morning, one of CBOE’s 25 business clusters, which contains approximately 300 option classes, experienced a delayed open. All other CBOE classes, including SPX and VIX, opened as scheduled at 8:30 a.m. and were unaffected by this isolated issue. The impacted classes were open for trading at 8:40 a.m., with complex order trading in all of the classes in the affected cluster available by 9:04 a.m. 

  • BOX Options Exchange Price Improvement Activity For April

    Date 02/05/2013

    In the month of April, price improved contracts on BOX Options Exchange averaged 217,146 per day, which represented a 17% increase over last month.

  • SEC Names Andrew Bowden As Director Of National Exam Program

    Date 02/05/2013

    The Securities and Exchange Commission today announced that Andrew J. Bowden has been named Director of the agency's Office of Compliance Inspections and Examinations (OCIE) and will lead its National Exam Program.

  • Key Figures For SIX Swiss Exchange And Scoach Switzerland April 2013: Pleasing Trend Since The Start Of The Year

    Date 02/05/2013

    Since the beginning of 2013, a total of 11,637,574 transactions have been conducted on SIX Swiss Exchange and Scoach CH. This marks an increase of 4.9% on the previous year. At 10,817,071 trades, the equities including funds + ETPs segment (+5.2%) also posted growth. With 333,302 trades, the ETF segment was also 22.1% up on the previous year.