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  • MTS Launches RFQ Trading For ETFs

    Date 03/12/2013

    • MTS BondVision platform offers institutional investors access to trade ETFs and to meet best execution requirements
    • ETFs listed on Borsa Italiana and London Stock Exchange available to trade on MTS BondVision
    • BondVision RFQ to offer access to a diverse range of liquidity providers in a fast and efficient manner

  • TMX Group Holiday Operating Schedule

    Date 03/12/2013

    Toronto Stock Exchange, TSX Venture Exchange, Montréal Exchange, TMX Select and Alpha will be closed on Wednesday, December 25, 2013 for Christmas Day, Thursday, December 26, 2013 for Boxing Day, and Wednesday, January 1, 2014 for New Year’s Day.

  • FINRA Bars Two Brokers For Stealing $300,000 From Elderly Widow With Diminished Mental Capacity

    Date 03/12/2013

    The Financial Industry Regulatory Authority (FINRA) announced today that it has barred brokers Fernando L. Arevalo and Jimmy E. Caballero from the securities industry for wrongfully converting approximately $300,000 from an elderly widow with diminished mental capacity, and for failing to fully cooperate with FINRA's investigation. Arevalo and Caballero's misconduct occurred while employed as brokers with JPMorgan Chase Securities, LLC. Although JPMorgan was not a party to this action, it reimbursed the elderly customer for the money Caballero and Arevalo converted.

  • CBOE Names John F. Deters Chief Strategy Officer And Head Of Corporate Initiatives

    Date 03/12/2013

    The Chicago Board Options Exchange, Incorporated® (CBOE®) announced today that it has appointed John F. Deters as Chief Strategy Officer and Head of Corporate Initiatives. Deters, 42, is based in Chicago and reports to Edward T. Tilly, Chief Executive Officer, CBOE Holdings, Inc. (NASDAQ: CBOE). Deters succeeds Richard G. DuFour, CBOE Executive Vice President, Corporate Planning and Development, who is retiring at the end of the year.

  • IntercontinentalExchange Sets February 11 For Fourth Quarter And Full Year 2013 Earnings Announcement

    Date 03/12/2013

    IntercontinentalExchange Group (NYSE: ICE), the leading global network of exchanges and clearing houses, will announce fourth quarter and full year 2013 financial results on Tuesday, February 11, 2014. An earnings press release will be issued prior to the earnings conference call, which will begin at 8:30 a.m. ET.