News Centre

Dalian Commodity Exchange: Risk Control Systems Based On Product Characteristics, Market Rules For “2 Boards” Futures

Date 06/12/2013

Japan's Financial Services Agency Publishes English Translation Of Annual Supervisory Policy For Financial Instruments Business Operators, Etc. For Program Year 2013

Date 06/12/2013

The FSA published today an English translation of Annual Supervisory Policy for Financial Instruments Business Operators, etc. for Program Year 2013.

Dalian Commodity Exchange: In-warehouse Time Shortened For “Two Boards” Delivery

Date 06/12/2013

The registration day of the warehouse receipts shall not be more than 60 calendar days from the date of manufacture, and the validity of the warehouse receipts is 4 months.

DTCC Helps Firms Comply With TMPG’s Best Practices For Margining Of Agency MBS Transactions

Date 06/12/2013

The Depository Trust & Clearing Corporation (DTCC) is helping firms comply with recommendations established by the Treasury Market Practices Group (TMPG) related to the margining of agency mortgage-backed securities (MBS) transactions. As a central counterparty (CCP), clients of the Mortgage-Backed Securities Division (MBSD) – a division of DTCC subsidiary Fixed Income Clearing Corporation (FICC) – benefit from the margining of all transactions, including forward-settling agency MBS transactions, which helps firms reduce counterparty risks and follow the best practices outlined by the TMPG.

“Seeing Capital Markets Through Investor Eyes” - Commissioner Luis A. Aguilar, U.S. Securities And Exchange Commission, Washington, D.C., Dec. 5, 2013

Date 05/12/2013

Good afternoon.  I am delighted to be here at the Consumer Federation of America’s (“CFA”) 26th Annual Conference—The Consumer in the Financial Services Revolution.  I am particularly pleased to have been introduced by Barbara Roper, a brilliant securities lawyer, and a strong voice and true champion for the rights of American consumers and investors.  She is a rare combination that is needed in today’s world.

S&P Dow Jones Indices Announces Changes To The S&P/TSX Canadian Indices - A Spinout For The S&P/TSX Venture Composite And Venture Select Indices

Date 05/12/2013

S&P Dow Jones Canadian Index Services will make the following changes in the S&P/TSX Canadian Indices:

The Plan of Arrangement between Fission Uranium Corp. (TSXVN:FCU) and Alpha Minerals Inc. (TSXVN:AMW) has received all shareholder and court approvals. As part of the larger transaction involving the two companies, Fission Uranium will spin out, on a 1-for-1 basis, shares of a new TSX Venture-listed company to be named Fission 3.0 Corp. The ticker symbol of Fission 3.0 is not yet known. The spun out shares of Fission 3.0 will be added at zero price to the S&P/TSX Venture Composite and Venture Select Indices after the close oftrading on Monday, December 9, 2013.

NASDAQ OMX November 2013 Volumes

Date 05/12/2013

The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) today reported monthly volumes for November 2013, on its investor relations website. A data sheet showing the monthly volumes can be found at: http://ir.nasdaqomx.com/monthly-reporting/

SIFMA Statement On U.S. Treasury Secretary Treasury Lew's Comments At The Pew Charitable Trusts Event

Date 05/12/2013

SIFMA today issued the following statement from former Senator Judd Gregg, SIFMA CEO, and Kenneth E. Bentsen, Jr., SIFMA president, on comments made by Treasury Secretary Lew at today's Pew Charitable Trusts event:

"SIFMA appreciates the Secretary's recognition of the global nature of markets, and the need for a deep and liquid and well-functioning US financial system.  We also appreciate his comments on the quantity of new regulations that have been imposed in the US and around the globe and the efforts to end too-big-to-fail."

Federal Reserve Board Announces Final Rule Regarding Federal Reserve Bank Accounts And Services For Financial Market Utilities Designated As Systemically Important

Date 05/12/2013

The Federal Reserve Board on Thursday issued a final rule that amends Regulation HH to set out the conditions and requirements for a Federal Reserve Bank to open and maintain accounts for and provide financial services to financial market utilities designated as systemically important by the Financial Stability Oversight Council.

Burgundy – Introduction Of Two New Automatch Segments For Exchange Traded Products

Date 05/12/2013

Oslo Børs Burgundy is expanding its offering in the Swedish market, and will add two new retail segments for Exchange Traded Products.