FTSE Mondo Visione Exchanges Index:
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SEC Charges 34 Defendants In Microcap Market Manipulation Schemes
Date 14/07/2015
The Securities and Exchange Commission today charged 15 individuals and 19 entities for their roles in alleged schemes to manipulate the trading of microcap stocks. The 34 defendants include six firms alleged to have acted as unregistered broker-dealers catering to customers who sought to conceal their stock ownership and manipulate the market for microcap securities.
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BM&FBOVESPA Announces The Results Of Report Or Explain 2015 - Latest Survey Shows That 81 Companies Already Publish Their Reports According To The GRI G4 Methodology. - Of These, 9 Companies Publish The Integrated Reporting
Date 14/07/2015
The fourth annual update of the “Report or Explain for the Sustainability or Integrated Report” database signals a slight percentage increase in the efforts undertaken by companies listed on the BM&FBOVESPA to publish social, environmental and corporate governance reports, or explain why they do not do so: 311 companies, corresponding to 71.65% of the total number of companies listed on the Stock Exchange, are participating in the initiative this year (against 71.17%, in the year before – see chart 1 below). However, if we add the number of companies (12) that are getting prepared to publish this document to the number of companies (14) informing that they are in the process of preparing it, the number of adhering companies goes up from 311 to 337. This represents a growth of 77.64% (see “X-ray of Explanations,” table 1 below).
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Alberto Pototschnig Reappointed To Lead ACER Until 2018
Date 14/07/2015
The European Commission and the ACER Administrative Board agreed and proposed this month that the achievements of the Agency and the upcoming duties and requirements called for an extension of the mandate of ACER Director, Alberto Pototschnig. The Board then adopted the decision on 8th July to reappoint him for a term of three years starting as of 16 September 2015.
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TMX Group Announces Sale of Equicom To NATIONAL Public Relations
Date 14/07/2015
TMX Group today announced that it has sold the business of its investor relations subsidiary The Equicom Group Inc. (Equicom) to NATIONAL Public Relations Inc.
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Remarks By Deputy Secretary Sarah Bloom Raskin At The American Bankers Association Summer Leadership Meeting
Date 14/07/2015
I. Introduction
Good morning. Thank you John for that kind introduction, and thanks for inviting me to speak at your Summer Leadership meeting in this irresistible city which occupies a special place in my heart. As John noted, I have had a number of jobs since I was Maryland’s Commissioner of Financial Regulation, but nothing compares to being Maryland’s banking commissioner right here in Charm City. Hollywood has worked hard to capture the feel of this place in shows like Homicide, The Wire, and House of Cards, but the magic of Baltimore will not be truly visible until someone makes a series about the Commissioner of Financial Regulation and the vivid and never-boring people—I was going to say characters—who run the banks from Easton to Baltimore to Chevy Chase that keep the wheels of commerce turning in the Free State.
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FTSE Russell Introduces New US Quality Dividend Index
Date 14/07/2015
- Expands FTSE Global Factor Index Series to US equity markets
- Responds to investor demand for more efficient ways to combine factor exposures
- O’Shares to use index as the basis for new suite of ETFs
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SEC Chair Mary Jo White Opening Remarks At The Compliance Outreach Program For Broker-Dealers
Date 14/07/2015
Thank you, Kevin, and thank you all for joining us today. It is my pleasure to kick off our annual broker-dealer compliance outreach program. Our goal each year is to share insights into the SEC’s initiatives and priorities and to continue our open communication and robust dialogue with you.
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Xetra/Börse Frankfurt: New Lyxor Bond Index ETF Launched On Xetra - ETF Provides Access To Corporate Bonds With Variable Interest Rates
Date 14/07/2015
A new exchange-listed index fund issued by Lyxor International Asset Management has been tradable on Xetra and Börse Frankfurt since Tuesday.
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Iar Brasov Rang The Opening Bell On Its Debut Day On Bucharest Stock Exchange Main Market
Date 14/07/2015
The Romanian state-run aircraft repair and maintenance company IAR Brasov (IARV) rang the opening bell at Bucharest Stock Exchange (BVB), on July 14, marking its debut on BVB Main Market.
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SEC: OZ Management LP Admits Providing Inaccurate Data, Impacting Brokers’ Records And “Blue Sheets”
Date 14/07/2015
The Securities and Exchange Commission today charged OZ Management LP with providing inaccurate trade data to four prime brokers, causing inaccuracies in the brokers’ books and records and in data provided to the SEC in investigations. OZ Management, an investment adviser for numerous Och-Ziff funds, admitted wrongdoing and agreed to pay a $4.25 million penalty to settle the charges.
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