News Centre

Japan's Financial Services Agency - Stewardship Code : 197 Institutional Investors Have Signed Up To The Principles For Responsible Institutional Investors

Date 11/09/2015

The Council of Experts Concerning the Japanese Version of the Stewardship Code (Chairman: Professor Hiroyuki Kansaku, The University of Tokyo) published the Principles for Institutional Investors (Japan’s Stewardship Code) in February 27, 2014. The Council requested the FSA to publish and periodically update the list of institutional investors who announced their acceptance of the Code.

Osaka Exchange: Latest Update Of Deliverable Bonds And Conversion Factors Of JGB Futures

Date 11/09/2015

Shanghai Stock Exchange, Shenzhen Stock Exchange, China Financial Futures Exchange: Notice Of Soliciting Opinions On Regulations Of Circuit Breaker Mechanism For Index

Date 11/09/2015

The Shanghai Stock Exchange (SSE), the Shenzhen Stock Exchange (SZSE) and the China Financial Futures Exchange (CFFEX), upon approval by the China Securities Regulatory Commission, plan to usher into a circuit breaker mechanism for index under the precondition that the existing price limit mechanism for the individual stocks is kept, in a bid to control the risk of dramatic fluctuations in the market, further perfect the trading mechanism in China’s securities market, maintain the market order, protect the investors’ rights and interests and boost the sound and sustainable growth of the securities market.

NYSE, NYSE ARCA And NYSE MKT Short Interest Reports

Date 11/09/2015

NYSE today reported short interest as of the close of business on the settlement date of August 31, 2015.

To view the short interest report, click here then click on the link corresponding to today’s date. 

Ontario Securities Commission Announces Agenda For OSC Dialogue 2015

Date 10/09/2015

The Ontario Securities Commission (OSC) today announced the final agenda and list of speakers for OSC Dialogue 2015. The annual event brings together hundreds of market participants, including prominent figures from the securities world, to discuss issues and trends facing the capital markets.

IIROC Members Approve Board Of Directors - Board Re-Appoints Chair M. Marianne Harris

Date 10/09/2015

At the Annual General Meeting (AGM) of the Investment Industry Regulatory Organization of Canada (IIROC) held in Toronto, Ontario on September 9, 2015, member firms elected and re-elected individuals to the IIROC Board of Directors.

CME Group Inc. Announces Third-Quarter 2015 Earnings Release, Conference Call

Date 10/09/2015

CME Group Inc. will announce earnings for the third quarter of 2015 before the markets open on Thursday, October 29, 2015.  The company has scheduled an investor conference call that day at 7:30 a.m. Central time.

Addressing Global Data Availability Challenges - Panel Remarks By Benoît Cœuré, Member Of The Executive Board Of The ECB, At The Eurofi Financial Forum 2015, Luxembourg, 10 September 2015

Date 10/09/2015

It is a great pleasure for me to participate in this panel alongside such distinguished fellow speakers. I will share with you my views on remaining data gaps. The closing of those gaps is essential for the ECB’s conduct of monetary policy and the effective implementation of the ECB’s micro-prudential, macro-prudential and financial market oversight functions. I will also briefly touch on the important subjects of data sharing and data transparency.

Valiant Bank AG Reaches Resolution Under US Justice Department's Swiss Bank Program

Date 10/09/2015

The Department of Justice announced today that Valiant Bank AG has reached a resolution under the department’s Swiss Bank Program.

Medium To Long-Term Priorities Of Capital Markets Union (CMU) For The ECB/Eurosystem - Panel Remarks By Yves Mersch, Member Of The Executive Board Of The ECB, At The Eurofi Conference In Luxembourg, 10 September 2015

Date 10/09/2015

While the Green Paper has set the right overall objectives of CMU and identified priorities for early action and the measures for the medium- to long-term, CMU needs to be pursued through a higher level of ambition to achieve greater capital markets development and deeper financial integration.