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Date 10/02/2015
SEC Charges Former Brokerage CEO For His Role In Fraudulent Scheme
The Securities and Exchange Commission today announced that the former CEO of a global investment services firm’s brokerage subsidiary agreed to pay more than $783,000 and admit wrongdoing to settle a case involving employees under his control misleading customers.
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Date 10/02/2015
Moscow Exchange: On Anticipated Changes In the NCC Clearing List: MTS Bonds Inclusion
MTS bonds will be included in the Clearing List starting from February, 11 2015.
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Date 10/02/2015
SAS Rebrands RiskAdvisory For Expanded Energy Risk Management And Analytics Offerings
SAS, the leader in business analytics and recent Chartis RiskTech100® leader, has rebranded RiskAdvisory, the energy risk practice that supports its SAS® BookRunner® commodity trading and risk management (CTRM) solution suite. The company will continue to serve global CTRM customers with an expanded offering under the SAS umbrella.
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Date 10/02/2015
SEC: Rule 14a-8: Conflicting Proposals, Conflicting Views By Keith F. Higgins, Director, Division Of Corporation Finance - Practising Law Institute Program On Corporate Governance, New York, NY
Thank you, Meredith [Cross], for that introduction and for the invitation to speak today. I can’t think of a better time or audience with whom to share my thoughts on a corporate governance topic that has recently received significant public attention: shareholder proposals. First, though, it is appropriately fitting that I give the standard disclaimer that the views that I express today are my own and do not necessarily reflect the views of the Commission or any other colleague on the staff of the Commission.[1]
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Date 10/02/2015
Safe Orthopaedics Lists On Euronext – Raises €9.6 Million With Market Capitalisation Of €33 Million
EnterNext, the Euronext subsidiary dedicated to promoting and growing the market for SMEs[1], today announced the listing of Safe Orthopaedics, a French medical technology company, in Compartment C of the Euronext Paris regulated market.
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Date 10/02/2015
EEX Designs The Energy Market 2.0
EEX’s answer to the challenges of the energy turnaround – New products making flexibility on the power market tradable
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Date 10/02/2015
Cairo Amman Bank: Jordan Capital Market Development Flash
Amman Stock Exchange (ASE) started applying the amended directives for listing securities on Amman Stock Exchange for the year 2012, issued by virtue of the provisions of Article (72) of the Securities Law No. 76 of 2002 which was recently amended by the decision of the Board of Commissioners of Jordan Securities Commission (JSC).
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Date 10/02/2015
SunGard Named Best Broker-Dealer For Equities In Wall Street Letter Institutional Trading Awards
SunGard has been named “Best Broker-Dealer – Equities” in the 2015 Wall Street Letter Institutional Trading Awards for its Fox River Execution Solutions (Fox River) trading suite. The award winners were announced at the Wall Street Letter's fourth annual Institutional Trading Awards ceremony on February 4th in New York City.
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Date 10/02/2015
BlackRock ETP Landscape: Currency-Hedged Equity Surges
In the BlackRock ETP Landscape series of reports, the Industry Highlights provides commentary on the global Exchange Traded Product (ETP) industry as of January 2015.
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Date 10/02/2015
Clearstream’s January 2015 Figures - Clearstream Continues Record Development In Assets Under Custody - 16 Percent Increase In German CSD Settlement Transactions - Stefan Lepp: "Clearstream A Natural Choice For Customers To Succeed Under T2S"
Clearstream: Business stream 1: Custody
In January 2015, the overall value of assets under custody held on behalf of customers registered an increase of 7 percent to EUR 12.8 trillion (compared to EUR 12.0 trillion in January 2014).
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