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Date 28/04/2015
Semi - Annual Review Of FTSE/ATHEX Index Series
The FTSE/ATHEX Indices Advisory Committee met and approved the following changes in the composition of the FTSE/ATHEX Index Series, taking into consideration the results of the review for the period October 2014 - March 2015.
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Date 28/04/2015
Moscow Exchange Announces Result Of AGM
Moscow Exchange held its Annual General Meeting of Shareholders (AGM) on 28 April 2015. Shareholders approved the company"s annual report for 2014, FY 2014 financial statements and distribution of profit, including dividends for FY 2014.
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Date 28/04/2015
ASIC: FC Stone Australia Pty Ltd Pays $130,000 Infringement Notice Penalty
FC Stone Australia Pty Ltd ("FC Stone") has paid a total penalty of $130,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel ("MDP"). The MDP had reasonable grounds to believe that FC Stone had contravened subsection 798H(1) of the Corporations Acton several occasions by failing to comply with certain ASIC (ASX24) market integrity rules.
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Date 28/04/2015
MIAX Options - May 1, 2015 Fee Changes - Amendment To The Market Maker Trading Permit Fees
Effective May 1, 2015, the MIAX Options Market Maker Trading Permit symbol assignment tiers and associated fees will be amended.
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Date 28/04/2015
CFTC’s Global Markets Advisory Committee To Meet May 14, 2015
The U.S. Commodity Futures Trading Commission (CFTC) announced today that the Global Markets Advisory Committee (GMAC) will hold a public meeting on May 14, 2015 at CFTC’s headquarters in Washington, D.C.
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Date 28/04/2015
ESMA Vacancy Notice - Senior Legal Officer (Enforcement Profile)
Deadline: 01/06/2015. Please refer to our vacancy page for the details on this position (Ref: 2015/VAC4/AD8) and how to apply.
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Date 28/04/2015
Moscow Exchange: Equity Market Making Program Changed
As from 5 May, the Moscow Exchange will change its Equity Market Making Program with respect to quote maintenance as part of a regular review.
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Date 28/04/2015
Pardip Saini Sentenced For Failing To Pay Confiscation Order
Today, Pardip Saini was sentenced to 538 days imprisonment for failing to pay a Confiscation Order made against him.
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Date 28/04/2015
Head f FBI's New York Cyber Branch To Join K2 Intelligence
K2 Intelligence, an industry-leading investigative, compliance and cyber defense services firm, announced today that Austin P. Berglas, Assistant Special Agent in Charge (ASAC) of the Federal Bureau of Investigation's (FBI) Cyber Branch in New York, will be joining the firm on May 4, 2015 as Senior Managing Director and head of the U.S. Cyber Investigations and Incident Response practice. He will be based in New York.
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Date 28/04/2015
Second Issue Of The Asian Financial Partnership Center Newsletter
The Asian Financial Partnership Center (AFPAC) announces the second issue of the Newsletter. Please see the AFPAC Newsletter (vol.2) (PDF:231KB) for details.
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