FTSE Mondo Visione Exchanges Index:
News Centre
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Date 29/04/2015
Diversification Made Simple Through SGX ETFs
Following MAS’ regulatory amendments of the Excluded Investment Products (EIP) definition for collective investment schemes, the Singapore Exchange (SGX) says that easier access to Exchange Traded Funds (ETFs) will provide retail investors with a simple and low-cost way of building a well-diversified investment portfolio.
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Date 29/04/2015
Monetary Authority Of Singapore: Easier Access To Simpler Funds For Retail Investors
From today, retail investors can expect easier access to a wider range of investment funds, including exchange-traded funds (ETFs)1. This enhancement is part of the Monetary Authority of Singapore’s (MAS) broader effort to expand the range of simple, low-cost investment options available to retail investors.
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Date 29/04/2015
Nasdaq To Webcast 2015 Annual Shareholders Meeting
Nasdaq (Nasdaq:NDAQ) will webcast its annual stockholders meeting live on Wednesday, May 6, 2015 at 9 a.m. Eastern Time from the Nasdaq MarketSite.
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Date 28/04/2015
SEC Announces Award To Whistleblower In First Retaliation Case
The Securities and Exchange Commission today announced a maximum whistleblower award payment of 30 percent of amounts collected in connection with In the Matter of Paradigm Capital Management, Inc. and Candace King Weir, File No. 3-15930 (June 16, 2014), the SEC’s first retaliation case. The whistleblower will receive over $600,000 for providing key original information that led to the successful SEC enforcement action. The whistleblower in this matter suffered unique hardships, including retaliation, as a result of reporting to the Commission.
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Date 28/04/2015
Platts Report: China Oil Demand Climbed 6.5% Year Over Year In March - Highest Growth Rate Since September Driven By Recovery In Gasoil Demand
China's apparent oil demand* in March increased 6.5% from a year earlier to 44.73 million metric tons (mt), or an average 10.58 million barrels per day (b/d), according to a just-released Platts analysis of Chinese government data.
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Date 28/04/2015
FINRA Files Cease And Desist Order Against Avenir Financial Group, CEO Michael Clements, And Registered Representative Karim Ibrahim For Fraud Against Elderly Investors - Registered Representative Cesar Rodriguez Barred For Fraud And Improper Use Of Customer Funds
The Financial Industry Regulatory Authority (FINRA) announced yesterday that Avenir Financial Group, its CEO Michael Clements, and registered representative Karim Ibrahim aka Chris Allen consented to an order halting further fraudulent sales of equity interests in the firm and promissory notes pending a hearing on fraud charges relating to the same offerings. The sales, which occurred from October 2013 to the present, were often to elderly customers of the firm, and the respondents' capital-raising practices were continuing. FINRA obtained the order based on its concern regarding ongoing customer harm and depletion of investor assets prior to the completion of a formal disciplinary proceeding against the firm and these individuals. FINRA also permanently barred registered representative Cesar Rodriguez from the securities industry for fraud and for improperly using $77,000 of investor funds for personal expenses in a related offering.
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Date 28/04/2015
IIROC 2015-2016 Priorities
Over the last several years, Canada’s capital markets have continued to experience significant and unprecedented change. There have been sweeping changes to the business environment in which investment firms operate, in the way technology and innovation are affecting the overall market structure and services being offered to clients, and in the evolution of the client-advisor relationship. Changing demographics, investor needs and expectations are posing new opportunities and challenges for regulators and the broader financial services industry.
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Date 28/04/2015
British Columbia Securities Commission Man Settles With BCSC For Illegally Trading In Securities
In a settlement agreement with the British Columbia Securities Commission (BCSC), Daniel Quo Ming Sam has admitted that he engaged in an illegal distribution of securities.
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Date 28/04/2015
The Buy Side Report - Toronto Stock Exchange And TSX Venture Exchange
Welcome to the third edition of "The Buy Side Report," a new quarterly information feature about Canada's leading equities markets, Toronto Stock Exchange (TSX) and TSX Venture Exchange (TSXV). The quarterly publication presents detailed market data about sector index performance, share price and trading information, insight into foreign investment in Canadian equities, as well as an up-to-date economics viewpoint provided by an external contributor each quarter.
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Date 28/04/2015
FIA Global Issues Recommendations On Central Clearing Risks
Today, FIA Global issued recommendations for assessing and managing risks that arise from central counterparty (CCP) clearing.
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