News Centre

IPOready Candidates Have An Action-Packed First Day In New York

Date 21/04/2016

As part of the final semester of the #IPOready programme the CEOs and CFOs are in NYC. Their first 24 hours saw them receive expert advice from leading business figures, pitch their equity story to an investor panel and visit the NYSE.

CISI Launches Cyber And Financial Crime Qualifications In UAE - New CISI Qualification Launched To Combat Financial Crime

Date 21/04/2016

• The Middle East financial services industry welcomes two new qualifications designed to   train staff on Financial Crime Prevention and Cyber enabled crime.
• CISI and the CCL Academy host a seminar focusing on current trends in financial crime and cyber crime prevention.

HKEX: Stock Exchange Participants’ Market Share Report

Date 21/04/2016

Kenya’s Capital Markets Authority Launches International Certification For The Capital Markets Industry

Date 21/04/2016

As part of its drive to enhance the positioning of Kenya as a premier investment destination, the Capital Markets Authority (CMA) has launched international certification standards for practitioners in the capital markets industry. The launch is the product of the signing of a Memorandum of Understanding (MOU) with the Chartered Institute for Securities & Investment (CISI) in September 2014.

Moscow Exchange: New Screen For Market Data

Date 21/04/2016

Moscow Exchange switches to a new screen displaying online market data and end-of-day results to finalise the transfer to domain name moex.com. 

SIX Swiss Exchange: Trading Commences On XBTR, A Bilateral Trading Platform For Structured Products

Date 21/04/2016

On April 15 trading commenced on XBTR, the bilateral trading platform for structured products from SIX Swiss Exchange. The two participants of the platform, Leonteq and Credit Suisse became the first ones to also profit in OTC trading of structured products from the benefits of the infrastructure of SIX.

WFE-IOMA Annual Clearing & Derivatives Conference

Date 21/04/2016

Converging Global Capital Market Conversations

Japan's Financial Services Agency: Exchange Of Letters On Cooperation In The Area Of Audit Oversight With The Haut Conseil Du Commissariat Aux Comptes (H3C) In France

Date 21/04/2016

The Financial Services Agency (FSA) and the Certified Public Accountants and Auditing Oversight Board (CPAAOB) exchanged the Letters on cooperation in the area of audit oversight with the Haut Conseil du commissariat aux comptes (H3C) in France on April 15, 2016.

• Letter on cooperation in the area of audit oversight (English) (PDF:3,755KB)
• Letter on cooperation in the area of audit oversight (Japanese) (PDF:3,410KB)

SIFMA Statement On EMSAC Recommendations On Trading Venue Regulations And Access Fee Pilot

Date 20/04/2016

SIFMA today issued the following statement from Randy Snook, SIFMA executive vice president of business policies and practices, on the Equity Market Structure Advisory Committee’s (EMSAC) subcommittee recommendations relating to trading venues regulation and framework for a potential access fee pilot.  

CFTC Swaps Report Update

Date 20/04/2016

CFTC's Weekly Swaps Report has been updated, and is now available.