FTSE Mondo Visione Exchanges Index: 99,320.08 -727.09
News Centre
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Federal Reserve Releases Results Of Comprehensive Capital Analysis And Review (CCAR)
Date 29/06/2016
The Federal Reserve Board on Wednesday announced it has not objected to the capital plans of 30 bank holding companies participating in the Comprehensive Capital Analysis and Review (CCAR). The Board objected to two firms' plans. One other firm's plan was not objected to, but the firm is being required to address certain weaknesses and resubmit its plan by the end of 2016.
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Canadian Securities Regulators Outline Next Steps In Examination Of Mutual Fund Fees
Date 29/06/2016
The Canadian Securities Administrators (CSA) today published CSA Staff Notice 81-327 Next Steps in the CSA’s Examination of Mutual Fund Fees, in fulfilment of its commitment to communicating a policy direction on mutual fund fees by mid-2016.
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CFTC Releases Rule Enforcement Review Of The CBOE Futures Exchange, LLC
Date 29/06/2016
The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (Division) announced today that it issued the results of a rule enforcement review of the CBOE Futures Exchange, LLC (CFE or Exchange) on June 24, 2016. The review covered a one-year target period. The Division evaluated CFE’s compliance with Designated Contract Market Core Principles 2 (Compliance With Rules), 12 (Protection of Markets and Market Participants), and CFTC regulations related to an exchange’s trade practice surveillance program.
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Canadian Securities Regulators Issue Guidance In The Event Of The Disruption Of Mail Service
Date 29/06/2016
In light of the possibility of a Canada-wide postal strike starting as early as Saturday, July 2, 2016, the Canadian Securities Administrators (CSA) recommends that all stakeholders required to deliver materials to one of its members, as well as deliver documents to security holders, contact their local securities regulator or visit their local regulator’s website for guidance regarding prescribed delivery obligations.
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FINRA Fines Deutsche Bank Securities Inc. $6 Million For Submitting Inaccurate And Late Blue Sheet Data
Date 29/06/2016
The Financial Industry Regulatory Authority (FINRA) today announced it has fined Deutsche Bank Securities Inc. $6 million for failing to provide complete and accurate trade data in an automated format in a timely manner when requested by FINRA and the Securities and Exchange Commission (SEC). As part of the settlement, Deutsche Bank has agreed to retain an independent consultant to improve its policies, systems and procedures related to blue sheet submissions.
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NYSE Member Firms Report First-Quarter Results
Date 29/06/2016
New York Stock Exchange member firms that conduct business with the public reported a first-quarter 2016 after-tax profit of approximately $2.2 billion and revenues of approximately $39.5 billion, compared with approximately $4.3 billion after-tax profit on revenues of about $43.6 billion in the first-quarter of 2015.
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BME: IGBM Index New Composition For The Second Half 2016
Date 29/06/2016
The index will comprise 120 stocks, following five additions
The Indice General de la Bolsa de Madrid (IGBM) Management Committee has decided, in accordance with the technical provisions for the composition, calculation and sectoral division of the IGBM index family, to approve the composition of the IGBM and Indice Total indices for the second half of 2016.
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CFTC Swaps Report Update
Date 29/06/2016
The CFTC Swaps Report provides a detailed weekly snapshot of the gross notional outstanding as of the penultimate Friday prior to the CFTC Swaps Report’s Wednesday publication date, as well as a detailed weekly total of the transaction volume (on both a ticket volume and dollar volume basis) ending that same penultimate Friday, in two asset classes (interest rate swaps, credit default swaps).
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MIAX Options Exchange: Opening And Intra-day Quote Width Requirements For Certain Option Classes At MIAX Extended Through September 30, 2016
Date 29/06/2016
Please refer to MIAX Regulatory Circular 2016-24 for the current Opening and Intra-day Valid and Priority Quote Width Requirements for certain option classes traded at MIAX.
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U.S. Department Of The Treasury: Treasury Under Secretary Nathan Sheets Travels To Brussels And Paris
Date 29/06/2016
The U.S. Department of the Treasury today announced that Under Secretary for International Affairs Nathan Sheets will travel to Brussels, Belgium and Paris, France from June 30-July 1, 2016.
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