Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

News Centre

  • Dalian Commodity Exchange Has Punished 112 Unusual Transactions This Year

    Date 05/05/2017

    From January to April this year, Dalian Commodity Exchange (DCE) carried out disciplinary actions on various kinds of violations, including 60 violations of trading limits, 112 unusual transactions with 57 cases of self-trade, 53 cases of frequently placing and cancelling orders and 2 violations of position limits by related accounts under common control, and 93 clients were banned temporarily from opening positions. A total of 55 clues of violation were treated, including 15 cases of transferring funds through negotiated trade and 40 self-trade or prearranged transactions affecting the prices of inactive contracts. In addition, from January to April this year, DCE stepped up inspections to the related accounts under common control by issuing 118 supervision and inquiry letters to the market, urging 200 clients in 75 groups to declare their relationship of related accounts under common control and including 655 accounts in 187 groups in the list for special supervision.

  • SGX Reprimands Singapore Post Limited

    Date 05/05/2017

    Public reprimand: Breach of Listing Rules

    1. Singapore Exchange (“SGX”) reprimands Singapore Post Limited (“SingPost” or the “Company”) for its breaches of the Listing Rules.
    2. Based on the findings of the Joint Special Auditors (namely PricewaterhouseCoopers LLP (“PwC”) and Drew & Napier LLC (“D&N”)) and Corporate Governance Reviewer (Heidrick & Struggles (“H&S”)), and taking into account the representations made by SingPost to SGX, the instances of non-compliance with the Listing Rules are as follows:-
    1. Listing Rule 703(4)(a) read with Paragraph 25(a) of Appendix 7.1 of the SGX-ST Mainboard Listing Manual, which requires that in complying with the Exchange’s disclosure requirements, the content of each announcement should be factual, clear and succinct.

  • Remarks Before The 2017 Baruch College Financial Reporting Conference: "Advancing Our Capital Markets With High-Quality Information", Wesley R. Bricker, SEC Chief Accountant, New York, NY, May 4, 2017

    Date 04/05/2017

    Introduction

    Thank you for the kind introduction.  I'm grateful for the opportunity to speak at this financial reporting conference for the second time.

    Before I continue, let me remind you that the views expressed today are my own and not necessarily those of the Commission, the individual Commissioners, or other colleagues on the Commission staff.

  • British Columbia Securities Commission Announces New Corporate Finance Director

    Date 04/05/2017

    The British Columbia Securities Commission (BCSC) today announced the appointment of John Hinze to Director of Corporate Finance.

  • BDA Launches Bermuda Risk Directory

    Date 04/05/2017

    The Bermuda Business Development Agency (BDA) today announced the launch of their Bermuda Risk Directory.