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  • Catherine McGuire To Retire After More Than 40 Years At The SEC

    Date 19/09/2017

    The Securities and Exchange Commission today announced that Catherine McGuire, Counsel in the Division of Trading and Markets, is retiring after 44 years at the SEC.

  • EBA: Discussion On The Significant Risk Transfer In Securitisation

    Date 19/09/2017

    The European Banking Authority (EBA) launched today a public consultation on its discussion paper on significant risk transfer in securitisation. This work builds on the EBA’s monitoring activity of supervisory practices in the area of significant risk transfer, which the Authority started in 2014 with the publication of the EBA Guidelines on this topic. The discussion paper aims at seeking stakeholders’ views on how to further harmonise the regulation and supervision of the risk transfer through securitisation. The EBA’s proposals are based on the newly agreed European securitisation legislation. The consultation runs until 19 December 2017.

  • The MiG Report - TSX, TSX Venture Exchange

    Date 19/09/2017

    Please click here for the August 2017 MiG Report.  

  • EBA Launches Consultation On Significant Risk Transfer In Securitisation

    Date 19/09/2017

    The European Banking Authority (EBA) launched today a public consultation on its discussion paper on significant risk transfer in securitisation. This work builds on the EBA's monitoring activity of supervisory practices in the area of significant risk transfer, which the Authority started in 2014 with the publication of the EBA Guidelines on this topic. The discussion paper aims at seeking stakeholders' views on how to further harmonise the regulation and supervision of the risk transfer through securitisation. The EBA's proposals are based on the newly agreed European securitisation legislation. The consultation runs until 19 December 2017.

  • CFTC’s Office Of Data And Technology Improves Online Filing Portal For CFTC Form 40

    Date 19/09/2017

    The U.S. Commodity Futures Trading Commission’s (CFTC) Office of Data and Technology (ODT) announced today that it has launched an improved online filing portal for submitting CFTC Form 40 that addresses some industry concerns.