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SEC Stops Ponzi-Schemer Targeting Retail Investors And Obtains Preliminary Injunction And Asset Freeze
Date 23/03/2018
The Securities and Exchange Commission today announced charges and a preliminary injunction and asset freeze against Niket Shah, a New Jersey resident who stole more than $250,000 in a Ponzi scheme in which his friends and coworkers invested.
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CFTC Commitments Of Traders Reports Update
Date 23/03/2018
The current reports for the week of March 20, 2018 are now available.
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Nigerian Stock Exchange Weekly Report For March 23rd 2018
Date 23/03/2018
A total turnover of 2.328 billion shares worth N28.927 billion in 25,530 deals were traded this week by investors on the floor of the Exchange in contrast to a total of 2.444 billion shares valued at N36.665 billion that exchanged hands last week in 26,712 deals.
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BME: TEMPORE PROPERTIES SOCIMI To Start Trading On MAB Tuesday, 3rd. April
Date 23/03/2018
The Board of Directors of MAB, BME’s Growth Market, has approved the listing of TEMPORE PROPERTIES SOCIMI following a thorough review of all the information presented by the company and after the favourable assessment report on its listing issued by MAB’s Coordination and Admissions Committee.
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UK Financial Conduct Authority: Alex Hope Sentenced To 16 Months' Imprisonment For Perverting The Course Of Justice
Date 23/03/2018
Today at Southwark Crown Court Alex Hope was sentenced to 16 months imprisonment for perverting the course of justice. The charge related to his conduct following the imposition of a restraint order in 2012 and a confiscation order in 2016 arising from criminal proceedings brought by the FCA.
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Office Of The Comptroller Of The Currency Reports Fourth Quarter 2017 Bank Trading Revenue
Date 23/03/2018
The Office of the Comptroller of the Currency (OCC) reported trading revenue of U.S. commercial banks and federal savings associations of $5 billion in the fourth quarter 2017, $1.4 billion, or 21.2 percent, lower than the previous quarter.
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Brexit Transition Agreement A Major Step Forward, Says TheCityUK
Date 23/03/2018
Following formal approval of the Brexit withdrawal agreement between the UK and the European Council, including an transition period, Miles Celic, Chief Executive Officer, TheCityUK, said,
Businesses and customers across Europe are breathing a sigh of relief as the shadow of uncertainty is pushed back to the end of 2020. This agreement was not easy. It is a major step forward, and is a testament to the fact that where there is a political will, there is a way forward."
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TMX Group CEO Lou Eccleston To Present At 16th Annual National Bank Financial Services Conference
Date 23/03/2018
TMX Group CEO Lou Eccleston will present at the 16th annual National Bank Financial Services Conference in Montreal on March 27, 2018. Mr. Eccleston's presentation is scheduled to begin at 3:30 p.m. ET.
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Moscow Exchange Supervisory Board Extends CEO Alexander Afanasiev's Term Of Office
Date 23/03/2018
On 23 March 2018, the Moscow Exchange Supervisory Board held a meeting.
The Board re-elected Alexander Afanasiev as Chairman of the Moscow Exchange Executive Board for a new term of office. The current employment contract of Alexander Afanasiev expires in late April 2018.
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ETFs Global Markets Roundtable In London On April 19 - Early Bird Registration Ends March 29
Date 23/03/2018
The 2018 ETFs Global Markets Roundtable series of conferences, organized by ETFGI and Capital Markets Strategies, will be kicking off in London on April 19(with conferences in New York - May 15, Toronto - May 31 and Hong Kong in Q4 2018 to follow).
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