News Centre

Malawi Stock Exchange Weekly Trading Report - 16 March, 2018

Date 16/03/2018

Click here to download Malawi Stock Exchange's weekly trading report.

SET Teams Up With Thai Listed Companies Association, National Innovation Agency To Enhance Listed Firms' Innovation

Date 16/03/2018

The Stock Exchange of Thailand (SET), jointly with Thai Listed Companies Association (TLCA), and the Ministry of Science and Technology's National Innovation Agency (NIA, a public organization), has recently signed a memorandum of understanding (MOU) to enhance listed companies' innovation capabilities in making use of organizational innovation management toward sustainable growth.

Moscow Exchange: Final Settlement Prices Determined For March MOEX FX And Interest Futures

Date 16/03/2018

On 15 March 2018, the final settlement prices were set for the MOEX FX and interest futures as follows:

Osaka Exchange: Partial Revisions To Derivatives Trading Rules

Date 16/03/2018

Osaka Exchange, Inc. (OSE) will partially revise the derivatives trading rules, in order to invigorate and enhance the convenience of the derivatives market.

Guilty Pleas For Holding Out As Being In The Business Of Providing Financial Services And Obstructing New Zealand Financial Markets Authority Investigation

Date 16/03/2018

Garry James Patterson has pleaded guilty to two charges brought by the Financial Markets Authority (FMA) at the Christchurch District Court.

Shenzhen Stock Exchange Releases "Survey Report On Individual Investors 2017"

Date 16/03/2018

The Shenzhen Stock Exchange (SZSE) recently conducted a survey on individual investors, the 9thsuch survey since 2009, in order to get an overall picture of individual investors, deliver more targeted and effective investment education services and protection measures, and issued a survey report on Individual Investors 2017. The survey follows the original methodology used over the years, involving multiple aspects including investor structure, knowledge level, investment philosophy, investor behavior, the right to know and execute. In addition, investors’ views on risk factors in the stock market and other hot topics of the capital market in 2018 are added.

Court Strikes Down DOL Fiduciary Rule, Finds In Favor Of Plaintiffs

Date 16/03/2018

The U.S. Chamber of Commerce, Financial Services Institute, Financial Services Roundtable, Insured Retirement Institute, and Securities Industry and Financial Markets Association released the following statement today on a decision in favor of the plaintiffs by the U.S. Court of Appeals for the Fifth Circuit regarding a legal challenge to the Department of Labor’s fiduciary rule:

“The court has ruled on the side of America’s retirement savers, preserving access to affordable financial advice. Our organizations have long supported the development of a best interest standard of care and the Securities and Exchange Commission should now take the lead on a clear, consistent, and workable standard that does not limit choice for investors.”

NEX Group Statement Re. Press Speculation - Has Received A Preliminary Approach By CME Group Regarding A Potential Acquisition Of NEX

Date 15/03/2018

The Board of NEX Group plc ("NEX") notes the press speculation and announces that it has received a preliminary approach by CME Group Inc. ("CME") regarding a potential acquisition of NEX.

Ontario Securities Commission To Leave Regulatory Fees Unchanged

Date 15/03/2018

The Ontario Securities Commission (OSC) announced today that fee rates under OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees will remain unchanged for a period of two years, starting April 1, 2018.

Corporate Governance: On the Front Lines of America's Cyber War - SEC Commissioner Robert J. Jackson, Jr. [1]

Date 15/03/2018

Thank you so much, David, for that kind introduction. It's great to be here at the Tulane Corporate Law Institute for what, I know, is one of the most highly-anticipated corporate-law conferences of the year. It also doesn't hurt that it happens to be in New Orleans.