News Centre

Sweden's Finansinspektionen Comments On Nasdaq Clearing's Decision Yesterday

Date 13/09/2018

Nasdaq Clearing AB has decided to declare a clearing member in the firm’s commodity market in default. The member is active in the electricity derivatives markets through trading on the Norwegian Stock Exchange, Nasdaq Oslo ASA. These financial instruments are centrally cleared in Nasdaq Clearing AB, a firm under Finansinspektionen’s (FI’s) supervision.

Remarks By CFTC Chairman J. Christopher Giancarlo At The ISDA Industry And Regulators Forum, Singapore

Date 13/09/2018

Good morning.

Thank you for that kind welcome.  It is a pleasure to be back in Singapore and to be here at ISDA’s Industry and Regulators Forum.  I want to thank Scott O’ Malia and his team at ISDA for organizing this event.  I am looking forward to the fireside chat with my colleagues from Australia, Cathie Armour, and from Singapore, Lee Boon Ngiap, to discuss the next steps in the development and implementation of our global regulatory agenda.

Nadex Product Schedule For The Japan Holiday On Monday, September 17, 2018

Date 13/09/2018

Due to the Japan Holiday on Monday, September 17, 2018, the Japan 225 contracts will have a modified trading schedule.  Please refer to the Holiday Product Schedule Guidelines for specific product trading hours.

MIAX Options - Amendments To The Options Listing Procedures Plan

Date 12/09/2018

MIAX Options has filed to amend its rules to conform to the recently approved changes to the Options Listing Procedures Plan (“OLPP”).

Nasdaq Announces End-Of-Month Open Short Interest Positions In Nasdaq Stocks As Of Settlement Date August 31, 2018

Date 12/09/2018

At the end of the settlement date of August 31, 2018, short interest in 2,365 Nasdaq Global Market^SM securities totaled 7,314,133,731 shares compared with 7,299,646,328 shares in 2,360 Global Market issues reported for the prior settlement date of August 15, 2018. The end-of-August short interest represents 4.80 days average daily Nasdaq Global Market share volume for the reporting period, compared with 4.90 days for the prior reporting period.

NYSE Group Consolidated Short Interest Report

Date 12/09/2018

NYSE today reported short interest as of the close of business on the settlement date of August 31, 2018.

SEC Charges Hedge Fund Adviser With Short-And-Distort Scheme

Date 12/09/2018

The Securities and Exchange Commission today charged a hedge fund adviser and his investment advisory firm with illegally profiting from a scheme to drive down the price of San Diego-based Ligand Pharmaceuticals Inc., reaping more than $1.3 million of gains for the adviser and the hedge fund.

Dawn D. Stump Sworn In To Serve As A Commissioner Of The CFTC - Ceremonial Swearing In At Fearless Girl Statue In NYC

Date 12/09/2018

Dawn D. Stump was ceremoniously sworn in today to serve as a Commissioner of the Commodity Futures Trading Commission (CFTC). Former CFTC Commissioner Jill E. Sommers administered the oath of office to Stump at the Fearless Girl Statue in New York City.

Federal Reserve Board Approves Final Amendments To Liability Provisions Of Regulation CC

Date 12/09/2018

The Federal Reserve Board on Wednesday approved final amendments to the liability provisions of Regulation CC, which governs availability of funds and collection of checks. These amendments continue the Board's efforts to update Regulation CC to reflect the evolution of the nation's check collection system from one that is largely paper-based to one that is virtually all electronic.

CFTC Swaps Report Update

Date 12/09/2018

CFTC's Weekly Swaps Report has been updated, and is now available.