News Centre

The Saudi Stock Exchange (Tadawul) Publishes The Drafts Of Market Making Regulations For Public Consultation

Date 13/11/2018

The Saudi Stock Exchange “Tadawul” is keen to involve all concerned and interested parties to participate and share their observations on the regulatory frameworks for Tadawul’s projects. This been said, Tadawul announces publishing the Drafts of the Market Making Regulations and Procedures to receive feedback from all concerned and interested parties for 30 calendar days, which ends in 13/12/2018G.

LSEG Appoints Chief Data Officer For Its Information Services Division

Date 13/11/2018

• Tom Dunlap joins the Group as Chief Data Officer for Information Services
• Newly created role will develop and lead global data strategy for rapidly growing business
• Position underscores LSEG’s commitment to quality, integrity and speed of global data services

ESMA Provides Standards And Guidance For Securitisation Repositories Under The Securitisation Regulation

Date 13/11/2018

The European Securities and Markets Authority (ESMA) has issued today a set of items which aim to implement the new European regulatory framework for securitisations and help promote simple, transparent and standardised (STS) securitisations.

Brexit: European Commission Intensifies Preparedness Work And Outlines Contingency Action Plan In The Event Of A No Deal Scenario With The UK

Date 13/11/2018

The European Commission has today published detailed information on its ongoing preparedness and contingency work in the event of a no deal scenario in the Article 50 negotiations with the United Kingdom.

ESMA Publishes MiFID II Supervisory Briefing On Suitability

Date 13/11/2018

The European Securities and Markets Authority (ESMA) has today published an updated version of its supervisory briefing on MiFID II suitability requirements. This publication is an updated version of ESMA’s 2012 supervisory briefing and takes into account the content of ESMA’s guidelines on certain aspects of the MIFID II suitability requirements published on 28 May 2018.

Brexit Preparedness: European Commission Proposes To Make Technical Amendment To EU Energy Efficiency Legislation To Take Account Of UK's Withdrawal

Date 13/11/2018

As part of its ongoing Brexit preparedness work, the European Commission has today adopted a Decision to amend the EU's energy efficiency legislation to take account of the United Kingdom's withdrawal from the European Union.

MIAX Options & MIAX PEARL Holiday Schedule - Thanksgiving 2018

Date 13/11/2018

Please be advised that the MIAX Exchanges will be closed on Thursday, November 22, 2018 in observance of the Thanksgiving Holiday.  

Remarks Of CFTC Chairman J. Christopher Giancarlo At The Global Financial Leadership Conference, Naples, Florida

Date 13/11/2018

Introduction: A Great American Institution

It is great to be at The Global Financial Leadership Conference.  It is one of the most important annual events on financial market evolution and economic thought leadership.  It is an honor to speak to such a distinguished audience.

Oslo Børs Millennium 9.3 - Dress Rehearsal 24 November + New Model For Repo Trades

Date 13/11/2018

In connection with the upgrade of Oslo Børs’ trading system for cash equities and fixed income instruments to Millennium 9.3, Oslo Børs conducts a test in the production environment on Saturday 24 November. Customers may participate in the completion of the test, but test participation is not required.

What Are We Learning About Artificial Intelligence In Financial Services? Federal Reserve Governor Lael Brainard, At FinTech And The New Financial Landscape, Philadelphia, Pennsylvania

Date 13/11/2018

Although it is still early days, it is already evident that the application of artificial intelligence (AI) in financial services is potentially quite important and merits our attention. Through our Fintech working group, we are working across the Federal Reserve System to take a deliberate approach to understanding the potential implications of AI for financial services, particularly as they relate to our responsibilities. In light of the potential importance of AI, we are seeking to learn from industry, banks, consumer advocates, researchers, and others, including through today's conference. I am pleased to take part in this timely discussion of how technology is changing the financial landscape.