News Centre

BOX Exchange: Complex Qualified Contingent Cross Orders

Date 03/07/2019

Effective July 15, 2019, BOX Exchange LLC (“BOX” or the “Exchange”) will begin accepting Complex Qualified Contingent Cross (“Complex QCC”) Orders. Additionally, the Exchange will make a modification to the execution of Complex Customer Cross Orders. 

Nasdaq To Hold Second Quarter 2019 Investor Conference Call

Date 03/07/2019

Nasdaq (Nasdaq: NDAQ) has scheduled its Second Quarter 2019 financial results announcement.

Cboe Global Markets Reports June 2019 Trading Volume - Cboe Mini-SPX (XSP) Options Set New Monthly Total Volume, ADV And Open Interest Records In June - Cboe Repaid 1.950% Senior Notes Due 2019 With Cash On Hand

Date 03/07/2019

Cboe Global Markets, Inc. (Cboe: CBOE), one of the world's largest exchange holding companies, today reported June monthly trading volume and provided selected revenue per contract (RPC) guidance for the second quarter of 2019.

Statement Regarding Offers Of Settlement, SEC Chairman Jay Clayton, July 3, 2019

Date 03/07/2019

When the Securities and Exchange Commission is considering filing (or has filed) an action alleging violations of the federal securities laws, it often is in the public interest to pursue a timely, reasonable and consensual resolution of the matter. The Commission has long recognized that an appropriately-crafted settlement can be preferable to pursuing a litigated resolution, particularly when the settlement is agreed early in the process and the Commission obtains relief that is commensurate with what it would reasonably expect to achieve in litigation. In plain language, the sooner harmed investors are compensated, the offending conduct is remediated, and appropriate penalties are imposed, the better.

Nigerian Stock Exchange Collaborates With Chapel Hill Denham On Alternative Investment Training

Date 03/07/2019

The Nigerian Stock Exchange, in collaboration with Chapel Hill Denham, organized a training on alternative investments titled “Listed Real Assets: A Teach-In on Alternative Investments” on Wednesday, July 3, 2019.

John Berry, Associate Regional Director In Los Angeles Office, To Leave Agency

Date 03/07/2019

The Securities and Exchange Commission today announced that John W. Berry, Associate Regional Director for enforcement matters in the Los Angeles Regional Office, is leaving the agency this month after eight years of service.

CFTC Issues Social Media Customer Protection Advisory

Date 03/07/2019

The Commodity Futures Trading Commission (CFTC) today issued, "There’s Nothing to Like about Scammers on Social Media," a Customer Protection Advisory that warns customers to beware of and avoid unregistered brokers and advisers, as well as fake testimonials and so-called trading experts on social media platforms. Fraud offenders can create many online profiles or anonymous identities, and use them in a coordinated way to lure people into schemes.

SEC Names Sagar Teotia As Chief Accountant

Date 03/07/2019

The Securities and Exchange Commission today announced that Sagar Teotia has been named the agency’s Chief Accountant.

Horizon Software Offers Dispersion Trading Bringing Algorithmic Volatility Strategies To The Next Level

Date 03/07/2019

Horizon Software (Horizon), the world’s leading provider of electronic trading solutions and algorithmic technology, has announced the release of a new volatility algorithm to automate volatility spreading strategies, and more generally dispersion trading strategies. This algorithm will be known as Hedged Vol Spreader (HVS).

CFTC To Hold An Open Commission Meeting On July 11

Date 03/07/2019

The Commodity Futures Trading Commission (CFTC) Chairman J. Christopher Giancarlo announced that the CFTC will hold an open meeting on Thursday, July 11 at 10:00 a.m. at its headquarters in Washington, D.C. to consider the following:

• Supplemental Proposal on Exemption from Derivatives Clearing Organization Registration
• Proposed Rule on Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations
• Proposed Rule on Customer Margin Rules relating to Security Futures