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  • Dolfin Hires Credit Suisse And UBS Veteran For New Head Of Investment Management Role

    Date 06/11/2018

    Dolfin, the independent and agile wealth management platform, has appointed Richard Gray as Head of Investment Management, a newly created role within the firm.

  • HKEX Monthly Market Highlights

    Date 06/11/2018

    Highlights

    Securities Market

    • The average daily turnover for the first 10 months of 2018 was $112.7 billion, an increase of 35 per cent when compared with $83.3 billion for the same period last year.
    • The average daily turnover of derivative warrants for the first 10 months of 2018 was $16.1 billion, an increase of 42 per cent when compared with $11.3 billion for the same period last year.
    • The average daily turnover of CBBCs for the first 10 months of 2018 was $7.4 billion, an increase of 68 per cent when compared with $4.4 billion for the same period last year.
    • Funds raised through IPOs for the first 10 months of 2018 was $255.7 billion, an increase of 187 per cent when compared with $89.2 billion for the same period last year.
    • Total funds raised for the first 10 months of 2018 was $469.2 billion, an increase of 29 per cent when compared with $364.4 billion for the same period last year.
    • There were 185* newly listed companies for the first 10 months of 2018, an increase of 41 per cent when compared with 131* for the same period last year.

  • Openbank, The Digital Bank Of Santander Group, Chooses AxiomSL’s Strategic Platform For Regulatory Compliance Across The Globe

    Date 06/11/2018

    AxiomSL, the leading provider of regulatory reporting and risk management solutions, announces today that Openbank, the digital bank of Santander Group headquartered in Spain, has selected AxiomSL’s strategic platform to implement Central Bank, Capital, Liquidity, Trade and Transaction and AnaCredit reporting on a global level, for both European and South American countries.

  • Kaizen Reporting shortlisted As ‘Best New Regulatory Reporting Product’ In The FOW International Awards

    Date 06/11/2018

    Leading regulatory technology firm, Kaizen Reporting (Kaizen) today announced that its quality assurance service, ReportShield™, has been shortlisted in the ‘Best New Regulatory Reporting Product’ category by the FOW International Awards. Seen as highly prestigious in the derivatives world, the awards were established to recognise the best innovations in the market.

  • Duco Strengthens Management Team With Appointment Of Spencer Lake As Non-Executive Director, And New Senior Hires In Sales, Marketing, Finance And Operations

    Date 06/11/2018

    Duco, the global provider of enterprise data quality and reconciliation services, today announced that former HSBC and Merrill Lynch veteran Spencer Lake has joined the board of directors as a non-executive director. The company has also significantly bolstered its senior management team with the appointments of Danielle Price as Head of Finance and Operations, Peyton Kay as Vice President of Strategic Marketing, and Scott Glazer as Head of Sales, North America.