News Centre

NZX Meets Its Market Operator Licence Requirements – New Zealand Financial Markets Authority Report

Date 25/06/2024

NZX has complied with its licensed market operator obligations, a review by the Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – has found.      

SEC Updates List Of Firms Using Inaccurate Information To Solicit Investors

Date 24/06/2024

The Securities and Exchange Commission today announced that it updated its list of unregistered entities that use misleading information to solicit primarily non-U.S. investors, adding 24 soliciting entities, six impersonators of genuine firms, and four bogus regulators.

CFTC Commitments Of Traders Reports Update

Date 24/06/2024

The current reports for the week of June 18, 2024 are now available. Report data is also available in the CFTC Public Reporting Environment (PRE), which allows users to search, filter, customize and download report data.

MIAX Exchange Group - Options Markets - Market For Underlying Security Used For Openings On MIAX Options, MIAX Pearl Options And MIAX Emerald Options For Newly Listed Symbols Effective Tuesday, June 25, 2024

Date 24/06/2024

Please refer to the Regulatory Circulars listed below for newly added symbols and the corresponding market for the underlying security used for openings on the MIAX Exchanges. The newly listed symbols will be available for trading beginning Tuesday, June 25, 2024.

MIAX Exchange Group - Options Markets - New Listings Effective For June 25, 2024

Date 24/06/2024

The attached option classes will begin trading on the MIAX Options Exchange, the MIAX Pearl Options Exchange, and the MIAX Emerald Options Exchange on Tuesday, June 25, 2024.

The State Of Disclosure Review, Erik Gerding, Director, SEC Division Of Corporation Finance

Date 24/06/2024

This statement is provided in the author’s official capacity as the Commission’s Director of the Division of Corporation Finance but does not necessarily reflect the views of the Commission, Commissioners, or other members of the staff. This statement is not a rule, regulation, or statement of the Commission. The Commission has neither approved nor disapproved its content. This statement, like all staff statements, has no legal force or effect: it does not alter or amend applicable law, and it creates no new or additional obligations for any person.

CFTC Commissioner Pham To Speak At Skadden’s “Meet The Regulators” Series

Date 24/06/2024

US Office Of The Comptroller Of The Currency Requests Comments On Proposed Revisions To Its Recovery Planning Guidelines

Date 24/06/2024

The Office of the Comptroller of the Currency (OCC) today requested comment on a proposal to revise its recovery planning guidelines for certain large insured national banks, federal savings associations, and federal branches (banks).

The EBA Publishes Amendments To Counterparty Credit Risk Standards As Part Of Its New Roadmap For The Implementation Of The Banking Package In The EU

Date 24/06/2024

The European Banking Authority (EBA) today published its final draft amending Regulatory Technical Standards (RTS) on the standardised approach for counterparty credit risk (SA-CCR). This regulatory product is part of the new roadmap on the Banking Package.

ISDA: Key Trends In The Size And Composition Of OTC Derivatives Markets In The Second Half Of 2023

Date 24/06/2024

The latest data from the Bank for International Settlements (BIS) over-the-counter (OTC) derivatives statistics shows a rise in the notional outstanding of OTC derivatives during the second half of 2023 versus the second half of 2022, driven by growth in interest rate and foreign exchange (FX) derivatives. The gross market value of outstanding OTC derivatives fell during the period, attributed to a slower pace of US dollar rate tightening. Gross credit exposure also declined.