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Statement On Amendments To Forms N-PORT And N-CEN Reporting And Guidance On Open-End Fund Liquidity Risk Management Programs, SEC Commissioner Caroline A. Crenshaw, Aug. 28, 2024

Date 28/08/2024

Today the Commission addresses several important matters.

Most prominently, we update Form N-Port. N-PORT collects core information from registered investment companies about funds and their portfolio holdings – including information about counterparty and sector exposure, liquidity, volatility risk, leverage, and net asset value.[3] It provides the Commission with critical data, especially in times of market stress. The problem with the Form as it exists right now is the infrequency of reporting.

Retail Investors Deserve More Timely Access To Fund Portfolio Data, SEC Commissioner Jaime Lizárraga, Aug. 28, 2024

Date 28/08/2024

Under current rules, registered investment companies, a $28 trillion industry of largely mutual funds and exchange-traded funds, provide the Commission and investors with periodic portfolio holdings data. The Commission relies on this data to assess trends and risks, and to support its rulemaking, examination, and enforcement efforts.

TS Imagine Unveils Platform 3.0, Marking A New Era For Capital Markets Technology

Date 28/08/2024

Statement On Form N-PORT And Form N-CEN Reporting Amendments - Guidance On Open-End Fund Liquidity Risk Management Programs, SEC Commissioner Mark T. Uyeda, Aug. 28, 2024

Date 28/08/2024

Thank you, Chair Gensler. The recommendation before the Commission is to adopt certain changes to Form N-PORT and Form N-CEN and to provide guidance to funds on certain aspects of their liquidity risk management programs.

Statement On Form N-PORT Amendments, SEC Chair Gary Gensler, Aug. 28, 2024

Date 28/08/2024

Today, the Commission is considering amendments to reporting requirements for registered mutual funds, closed-end funds, and exchange-traded funds (“funds”).

Bermuda Stock Exchange Will Be Closed For Bermuda Labour Day Public Holiday

Date 28/08/2024

The Bermuda Stock Exchange (“BSX”) advises that the Exchange will be closed on Monday, 2 September 2024, in observance of the Bermuda Labour Day Public Holiday. The BSX will re-open on Tuesday, 3 September 2024.

SEC Adopts Reporting Enhancements For Registered Investment Companies And Provides Guidance On Open-End Fund Liquidity Risk Management Programs

Date 28/08/2024

The Securities and Exchange Commission today adopted amendments to reporting requirements on Form N-PORT to provide the Commission and investors with more timely information about certain registered investment companies (funds). Form N-PORT reports provide important information about a fund’s portfolio holdings and related information to help assess a fund’s risks. The amendments will provide the Commission with timelier information about funds’ portfolio investments, which will promote more effective regulatory monitoring and oversight of the fund industry for the benefit of fund investors. The amendments also will triple the amount of Form N-PORT data available to investors in a given year, enhancing investors’ ability to review and monitor information about their funds’ portfolios.

Bank For International Settlements: Frank Smets Appointed As Deputy Head Of The Monetary And Economic Department (MED)

Date 28/08/2024

• Appointment is for a five-year term, starting on 1 December 2024  
• Mr Smets comes to the BIS from the European Central Bank 
• He will join Gaston Gelos as one of two Deputy Heads of MED   

Tehran Securities Exchange Bulletin - July 2024

Date 28/08/2024

Click here to download Tehran Securities Exchange's monthly bulletin.

Borsa Istanbul: Announcement About Changes Made Within The 9th Revision Of The Precious Metals And Precious Stones Market Procedure

Date 28/08/2024

Please click for the announcement.

Click for Annex-1.