News Centre

Hong Kong’s Securities And Futures Commission Suspends Hui Kwok Piu For Illegal Short Selling

Date 15/07/2019

The Securities and Futures Commission (SFC) has suspended the licence of Mr Hui Kwok Piu for 16 months from 12 July 2019 to 11 November 2020.

Juniper Forecasts Mobile Money Transfers To Exceed 200 Billion Transactions In 2024, As Domestic P2P Drives Growth - P2P To Represent 80% Of Transactions In 2019

Date 15/07/2019

Digital Adoption And Cybersecurity Are The Top Challenges For Middle Eastern Businesses - Pulse Report On Attitudes Towards Leadership Development In The Middle East Cite Digital Adoption And Cybersecurity As Major Issues

Date 15/07/2019

Sixty-six percent of senior executives in the Middle East believe digital adoption and cybersecurity are their greatest business challenges, an international survey of businesspeople working across the Middle East reveals.

A New Petrochemical Company Is Listed At Tehran Stock Exchange - TSE Witnessed A New Petrochemical Company

Date 13/07/2019

On Saturday 13 July 2019 totally 300 million equity shares (10 percent) of Nouri Petrochemical Company were floated at TSE for the first time.

CalPERS Names Arnold B. Phillips Managing Investment Director Of Global Fixed Income

Date 12/07/2019

CalPERS today announced the appointment of Arnold B. Phillips as the managing investment director (MID) of its Global Fixed Income investment program. Phillips had been serving as acting MID since May 2018. The appointment is effective immediately.

CFTC Files And Settles Enforcement Actions Against Two Futures Commission Merchants And An Introducing Broker Arising From Unauthorized Trading And Improper Bunched Orders

Date 12/07/2019

The Commodity Futures Trading Commission (CFTC) today announced civil enforcement actions against one former and one current futures commission merchant, as well as an introducing broker and its principals, filing and simultaneously settling charges arising from unauthorized options trading and improper bunched orders, including failure to supervise charges.

BISX Lists World Oil System Fund Ltd

Date 12/07/2019

The Bahamas International Securities Exchange (BISX) is pleased to announce that World Oil System Fund Ltd has successfully completed the BISX Mutual Fund Listing Process and has been listed on the Exchange.

SEC Charges Securities Lawyer And Microcap Agent With Fraud

Date 12/07/2019

The Securities and Exchange Commission today charged an Arizona-based attorney and a Missouri-based agent of microcap shell companies with securities fraud and registration violations.

CFTC Orders ADM Investor Services Inc. To Pay A $250,000 Penalty To Settle Charges That It Failed To Supervise Its Employees

Date 12/07/2019

The Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against ADM Investor Services Inc. (ADMIS), a registered futures commission merchant located in Chicago, Illinois.  The Order requires ADMIS to pay a civil monetary penalty of $250,000 and cease and desist from any further violations of the Commodity Exchange Act or CFTC Regulations.

Office Of The Comptroller Of The Currency Allows National Banks And Federal Savings Associations Affected By Severe Weather Along The Gulf Coast To Close

Date 12/07/2019

The Office of the Comptroller of the Currency today issued a proclamation allowing national banks, federal savings associations, and federal branches and agencies of foreign banks at their discretion to close offices affected by severe weather along the Gulf Coast.