Mondo Visione Worldwide Financial Markets Intelligence

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  • DGCX Signs MoU With Multi Derivatives Exchange Nepal

    Date 15/07/2019

    The Dubai Gold & Commodities Exchange (DGCX) and the Multi Derivatives Exchange Nepal (MDX), a proposed derivatives exchange in Nepal that has applied for a regulatory license from SEBON to operate a commodities and derivatives exchange, today announced the signing of a Memorandum of Understanding (MoU), agreeing to collaborate and share knowledge on areas of mutual benefit surrounding commodity trading. DGCX and MDX will host workshops and meetings to further the scale of the alliance and promote strong cooperation between the exchanges.

  • ESMA Fines Regis-TR S.A. €56,000 For Data Access Failures

    Date 15/07/2019

    The European Securities and Markets Authority (ESMA), the EU’s securities markets’ regulator, has fined the trade repository Regis-TR S.A. €56,000, and issued a public notice, for negligently failing to provide to regulators direct and immediate access to details of derivative contracts.

  • SGX RegCo Consults On Proposed Enhancements To Securities Trading Auction Mechanism

    Date 15/07/2019

    Singapore Exchange Regulation (SGX RegCo) is seeking feedback on possible changes to the auction mechanism in the securities market, to consider their feasibility for implementation.

  • M&A And Reorganization Of Shanghai Stock Exchange-Listed Companies Focus On Revitalization, Quality Improvement In H1

    Date 15/07/2019

    In the first half of 2019, the mergers and acquisitions and reorganization of the listed companies on the Shanghai Stock Exchange (SSE) showed a new look and pattern. The SSE-listed companies, among which there are a large number of high-quality enterprises, have made full use of market-based means to carry out mergers and acquisitions and reorganization by focusing on the industrial and entity assets, with reform and innovation strengthened, vitality stimulated, resilience enhanced and quality improved. In the first half of the year, the SSE-listed companies disclosed more than 470 cases of M&A and reorganization, which involve a total amount of RMB350 billion. In terms of major asset restructuring, the SSE-listed companies disclosed a total of 45 plans, involving a total amount of nearly RMB134 billion. A total of 25 plans for reorganization were completed, involving a total amount of nearly RMB100 billion. Overall, the M&A and reorganization took on a new look with the function of supporting the real economy being strengthened.

  • Hong Kong’s Securities And Futures Commission Reprimands And Fines Glory Sun Securities Limited $1.2 Million And Suspends Its Current And Former Responsible Officers

    Date 15/07/2019

    The Securities and Futures Commission (SFC) has reprimanded and fined Glory Sun Securities Limited (Glory Sun) $1.2 million for failing to diligently supervise its account executives and implement effective controls to ensure compliance with the short selling requirements.