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UK Financial Conduct Authority Launches Consultation Guiding Firms On The Fair Treatment Of Vulnerable Customers
Date 23/07/2019
The Financial Conduct Authority (FCA) has today launched a consultation on proposed guidance for firms on the fair treatment of vulnerable customers.
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BCS Global Markets Appoints Chief Information Officer - Dmitry Trub Will Be Based In BCS’ Moscow HQ, Reporting To Roman Lokhov, CEO Of BCS Global Markets
Date 23/07/2019
BCS Global Markets (“BCS GM”), Russia’s number one market maker today announces the appointment of Dmitry Trub as Chief Information Officer (CIO). Dmitry will be responsible for driving software development to maximise BCS GM’s investment banking functions drive efficiency in the service provided to BCS GM’s institutional clients.
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Dubai Financial Services Authority Publishes 2018 Annual Report
Date 23/07/2019
The DFSA publishes its 2018 Annual Report. To view English, please click here and for Arabic click here.
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Dalian Commodity Exchange: The 3rd Training Session (2019) For Financial & Economic Media In Capital Market Unveiled
Date 23/07/2019
To implement the arrangement and requirement of the China Securities Regulatory Commission (CSRC) on intensifying cooperation and exchange on media-oriented training and improving the market communication mechanism, create a good ecology of public opinions, and fuel the sound and stable development of the capital market, Dalian Commodity Exchange (DCE) and China Capital Market Institute (CCMI) jointly hold the 3rd Training Session (2019) for Financial and Economic Media in the Capital Market in Dalian on July 17-19. Senior experts from the CSRC, DCE and market institutions are invited to deliver lectures; over 70 people take part in the training, including relevant chiefs and journalists from the central media, professional financial and economic media and new media. CCMI President Jin Liyang delivers a speech for the training session.
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Circular Of Shanghai International Energy Exchange On The Price Limit Update For SC1908
Date 23/07/2019
Shanghai International Energy Exchange, the subsidiary of Shanghai Futures Exchange has released its Circular on the Price Limit Update for SC1908 on July 22, 2019.
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New Zealand Financial Markets Authority Issues Stop Order Against Syndicated Trusts Limited
Date 23/07/2019
The Financial Markets Authority (FMA) has issued a Stop Order against Syndicated Trusts Limited (STL), ordering the company to stop advertising or accepting money for financial products.
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Shanghai Stock Exchange: Q&A On 2018 Annual Reports On Asset-backed Securities
Date 23/07/2019
Recently, an official of the Shanghai Stock Exchange (SSE) answered the questions from the reporters on the examination of the 2018 annual reports on asset-backed securities and the related regulatory work.
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New Zealand Financial Markets Authority Sets Out Key Focus Areas For The Year Ahead
Date 23/07/2019
The FMA today published its Annual Corporate Plan (ACP), which outlines its work plan for the next financial year and sets objectives for raising standards of behaviour across financial services.
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Shanghai Stock Exchange STAR Market 50 Component Index To Be Released
Date 23/07/2019
The Shanghai Stock Exchange (SSE) and China Securities Index Co., Ltd. (CSI) announce that they will officially release the SSE STAR Market 50 Component Index on the 11th trading day when the number of stocks and depositary receipts listed on the SSE STAR Market reaches 30. The launch of the index will reflect the overall price performance of the listed companies on the SSE STAR Market in a timely manner, further demonstrate the structure as well as the development and changes of the market, and enrich the SSE index system.
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Alberta Securities Commission Signs Enhanced Memorandum Of Understanding To Strengthen Cross-Border Enforcement Cooperation
Date 22/07/2019
The Alberta Securities Commission (ASC) has recently joined other signatories to the International Organization of Securities Commissions (IOSCO) Enhanced Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information (EMMoU).
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